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Showing 1701 - 1710 of 3508 results for "compliance"

Advisers grapple with client retention

KARREN VERGARA  |  WEDNESDAY, 18 JUL 2018
... Investment Trends research director Recep Peker said planners continue to face challenges on multiple fronts, chiefly with compliance, client acquisition and building process efficiencies. "Further, the recent Royal Commission inquiry has amplified planners' ...

Government cuts SMSF red tape

KARREN VERGARA  |  TUESDAY, 10 JUL 2018
... in this year's Budget, will cut the red tape and burden for SMSFs that have a history of good record keeping and compliance. Currently, SMSFs must be audited annually by an independent SMSF auditor who is registered with ASIC and audits documents ...

Disability income insurance an ongoing concern: APRA

KARREN VERGARA  |  TUESDAY, 10 JUL 2018
... reported information are well understood; if the prudential standards achieve stated objectives; and what are the ongoing compliance costs associated with the prudential standards. The consultation process will consist of roundtables, small group discussions ...

Advisers name top platform provider

KARREN VERGARA  |  TUESDAY, 10 JUL 2018
... advisers' dissatisfaction with technology during a critical time in the industry, which is facing increased education, compliance and cost pressures, Adviser Ratings managing director Angus Woods said. In the last three years, there has been "extraordinary ...

Advised clients and their most frequently asked questions

KARREN VERGARA  |  MONDAY, 9 JUL 2018
... obsession with hardcopy Statements of Advice is a hindrance in more ways than one. With the cost and time spent on compliance expected to increase dramatically in the coming years, Marshan said producing hardcopy SoAs will prove unsustainable. "We're ...

CBA, ANZ told to clean up superannuation distribution

KANIKA SOOD  |  FRIDAY, 6 JUL 2018
... needs-based conversation with their customers. "While we are confident our staff members have been following a robust compliance process, which has been confirmed through random customer surveys, we acknowledge ASIC's concerns that customers may ...

Risk and compliance expertise in demand

KARREN VERGARA  |  THURSDAY, 5 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

Risk and compliance expertise in demand

KARREN VERGARA  |  WEDNESDAY, 4 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

AFA seeks overhaul of proposed education standards

JAMIE WILLIAMSON  |  TUESDAY, 3 JUL 2018
... completed in achieving degree equivalence, the AFA said. A recommendation for the Government to defer the start of compliance schemes and code monitoring until 1 January 2022 is also highlighted by the AFA, saying additional time would allow all advisers ...

Catholic Super appoints CIO

KANIKA SOOD  |  TUESDAY, 3 JUL 2018
... equities and alternative assets. She will also take responsibility for Catholic Super in areas of strategy, leadership, compliance and risk management, stakeholder management in addition to the management of external and internal relationships for CSF. ...