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Showing 1691 - 1700 of 3508 results for "compliance"

Last chance to participate in the annual FS Managed Accounts Survey

MICHELLE BALTAZAR  |  WEDNESDAY, 1 AUG 2018
... 170% jump on its Managed Account product to $1.8 billion for FY 2018. Alex Dunnin, executive director - research and compliance at Rainmaker Group (which owns Financial Standard) said that the managed accounts market is growing at three times the rate ...

MLC refunds $67m in advice fees

KARREN VERGARA  |  FRIDAY, 27 JUL 2018
... regulator ASIC engaging in "ongoing discussions" with MLC trustee NULIS. MLC appointed an independent expert to review compliance breaches following an ASIC investigation in February 2017. ASIC initially made enquiries into breach reports lodged by NAB ...

AMP moves to reset business

JAMIE WILLIAMSON  |  FRIDAY, 27 JUL 2018
... and committed to meeting the advice needs of their clients." AMP said it is also strengthening risk management and compliance controls, costing $70 million over the next two years. It has also reprioritised its portfolio review of manage for value businesses. ...

ASIC unveils RG97 review

KARREN VERGARA  |  TUESDAY, 24 JUL 2018
... will meet with service providers, representatives of both industry and retail funds, and funds at various levels of compliance with RG97," ASIC said.

FASEA releases professional year guidance

JAMIE WILLIAMSON  |  TUESDAY, 24 JUL 2018
... have learned during their degree studies. These include technical competence, client care and practice, regulatory compliance and consumer protection, and professionalism and ethics. FASEA proposes that any adviser that takes a career break of less than ...

Westpac names independent director

KARREN VERGARA  |  TUESDAY, 24 JUL 2018
... non-executive director. Anita Fung joins the banking group on 1 October 2018; she will also join the bank's risk and compliance committee, and its Asia advisory board. Fung's tenure at HSBC spans about two decades; seven of those years were spent serving ...

Custodian strengthens front-office with $3.5 billion acquisition

KANIKA SOOD  |  MONDAY, 23 JUL 2018
... data management capabilities. It will enable investment workflows, provide advanced data aggregation, analytics and compliance tools, and connect and exchange data with other industry platforms and providers. State Street president and chief operating ...

Pressure mounts on regional advice

JAMIE WILLIAMSON  |  MONDAY, 23 JUL 2018
... another AMP practice or even another licensee just to beef them up. It makes them a whole lot easier to monitor from a compliance perspective too." An AMP spokesperson said it's the business' standard practice to "continuously work with all our ...

Government super fund appoints chief executive

KANIKA SOOD  |  FRIDAY, 20 JUL 2018
... executive, Palmer will be accountable for achieving GESB's strategic, business, policy and budget objectives, and or compliance with legislative requirements. He has over 16 years of experience in superannuation and investment management. He holds a ...

SuperStream changes consultation opens

HARRISON WORLEY  |  THURSDAY, 19 JUL 2018
... their existing superannuation funds into an SMSF," O'Dwyer said. According to the Government, the change will reduce compliance costs for SMSF and APRA trustees, expedite rollovers between APRA funds and SMSFs, and improve the integrity of superannuation ...