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Showing 1691 - 1700 of 1911 results for "Disclosure"

Sherry wins Labor votes with simple super plan

KATE HAGE  |  MONDAY, 7 AUG 2006
... accordingly. Sherry also said Labor would address the industry's current difficulties with super switching and poor disclosure practices, attacking the Howard Government's reforms, which he said were largely to blame for consumer confusion over the issue. ...

ASIC issues disclosure guidelines for super trustees

HAMISH MADDEN  |  FRIDAY, 4 AUG 2006
... Commission (ASIC) has issued a new policy detailing guidelines for superannuation trustees regarding the delivery of product disclosure information about investment strategies to members. Policy Statement 184 Superannuation: Delivery of product disclosure ...

Industry pleads for greater professionalism

KATE HAGE  |  THURSDAY, 3 AUG 2006
... choice how they pay for advice." In video footage, chief executive officer of AustralianSuper, Ian Silk, added that long disclosure statements were not the simple answer consumers need. "High quality advice is compromised by commissions," he said. "Up ...

AMP caught on conflicts

KATE HAGE  |  THURSDAY, 27 JUL 2006
... and Investments Commission (ASIC) found that in almost half of the cases reviewed planners failed to give adequate disclosure or a reasonable basis for advice to switch superannuation funds and, in a lot of cases, failed to disclose the costs incurred ...

Compliance alone doesn't make the grade

HAMISH MADDEN  |  MONDAY, 24 JUL 2006
... isn't falling over at the RSO level, the implication is that it's falling over at the client adviser level." A focus on disclosure, Sanders said, meant that advisers were not necessarily focused on offering the best possible service to their clients. ...

Trustees told to ramp up disclosure: ASIC

KATE HAGE  |  TUESDAY, 18 JUL 2006
... superannuation trustees on reporting material changes and significant events sooner after they occur in a bid to ramp up disclosure to members. ASIC's executive director of compliance, Jennifer O'Donnell, highlighted decisions such as transferring a ...

Real Estate Capital Partners takes to the market

HAMISH MADDEN  |  TUESDAY, 4 JUL 2006
... compliance elements remain intact. The fund is open-ended with a minimum investment of $1,000 and a re-branded product disclosure statement is being distributed to the market this week. Also announcing he executive line-up, Saunders confirmed Paul Nielson ...

FPA preps members on conflicts of interest principles

... key principles for managing conflicts of interest were first announced in March and the first principle - relating to disclosure of advice fees - will take effect from 1 July. The other three principles, relating to product advice, remuneration and corporate ...

Plan B refutes first mover claims on fee for service

KATE HAGE  |  THURSDAY, 22 JUN 2006
... for service basis for 18 years. But moreover, Plan B director and certified financial planner, Craig Lubitch, said disclosure around fees needs to go one step further. "The key differentiator in the industry is the actual costs incurred in implementing ...

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... companies had breached the act by operating a managed investment scheme without registration, failing to provide a product disclosure statement for a financial product and operating a financial services business without an Australian financial services ...