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Showing 1731 - 1740 of 1911 results for "Disclosure"

Advisers still misunderstood: FPA

... independence of its members by implementing its own code of conduct, banning volume-based soft dollar payments and requiring disclosure of other benefits valued at over $300. Other widely held beliefs the FPA hopes to dispel in future are that financial ...

Fincorp returns $21m to investors

... omitted information in the document. The Supreme Court of NSW has made orders by consent for Fincorp to make corrective disclosure and offer a full refund to investors of the prospectus between 17 February and 9 September last year. Fincorp has consented ...

AXA's Andy Penn fights APRA ban

... been given all the information they needed to make an informed decision regarding an employer offer in 2003. "Timely disclosure of accurate and relevant information by superannuation trustees is critical, particularly in situations where members are ...

Financial advice quality is improving: CPA Australia

... Securities and Investments Commission (ASIC). "The FSRA's objective was to improve the quality of financial advice, raise disclosure standards, ensure the consistency of that advice and protect consumers from incompetent and unethical advisers. The findings ...

Industry funds continue to outperform

... lower fees, should be put to the test. "Master trusts claim they offer lower fees that those published in their product disclosure statements. We call on them or the regulator, to prove these claims through a public audit process, with full, random audits ...

Host-Plus accepts undertaking from ASIC

... projections outlined in its Record of Contributions sent to members in April 2005in its introduction to its Product Disclosure Statements (PDS) and applications forums published between March and April 2005. According to the regulator the statements ...

SRI ratings launched by EIA

... investors needed help in comparing apples with apples. "The SRI Symbol is essentially a navigational tool and aid to disclosure. It will help investors find the SRI investment that best suits their needs and values". The new certification symbol is effectively ...

ASIC issues guidance on general advice warning and SOAs

... the length, no 'weasel words' - such as lengthy disclaimers and exclusion, the use of simple, plain English, adequate disclosure of conflicts, fees and commissions and a clear explanation of the scope and limitations of the advice. The example SOA was ...

Action against illegal investment schemes on the rise

... financial services licence. Moreover the investments generally are not registered with ASIC and do not comply with the disclosure requirements designed to protect investors. The types of schemes ASIC has shut down range from those that have not fulfilled ...

Property developer owing over $14M to investors appears in court

... both verbally and in the form of investment brochures. ASIC has also charged Sage with failing to provide the proper disclosure documentation to investors in the two property projects. Sage managed and promoted the two schemes between March 1999 and ...