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Showing 1641 - 1650 of 1912 results for "Disclosure"

ASX updates corporate governance guidelines

CHRIS NICHOLLS  |  FRIDAY, 3 AUG 2007
... options. The most notable change is in Principle Seven, which accedes to overwhelming business demand to refuse public disclosure of material and related risks. It does, however, advise on greater internal risk oversight, improved management policies ...

Absolute Capital suspends redemptions

WWW.THESHEET.COM  |  THURSDAY, 26 JUL 2007
... Yield Strategies Fund NZD. No withdrawal request received on or after July 22 will be processed. The funds' product disclosure statements have been withdrawn for the period of withdrawal suspension. Joubert said there had been only a few redemption requests ...

ASIC calls for comment on MIS liquidity

HAMISH MADDEN  |  WEDNESDAY, 4 JUL 2007
... schemes (MIS) and the liquidity responsibilities of managers. The paper addresses MIS manager responsibilities around disclosure of investor withdrawal rights and how the responsible entities of such schemes should manage liquidity risks. ASIC said the ...

DSTi helps dealer groups audit easy

... them. The user can then view this historical information "With the ever increasing focus on full transparency, total disclosure and compliance for financial services organisations, the Audit Module streamlines processes involved in meeting a myriad of ...

Citigroup not guilty of insider trading

HAMISH MADDEN  |  FRIDAY, 29 JUN 2007
... established to determine what additional actions ASIC (in cooperation with ASX) can take in the areas of continuous disclosure, market manipulation and insider trading," D'Aloisio said. "Part of the work of the team will be to assess new investigation ...

Most finance executives support ESG reporting

ALEX DUNNIN  |  THURSDAY, 28 JUN 2007
... Investments Commission should provide some form of guidance in this reporting. Sixty per cent also agreed that Product Disclosure Statements should describe how investment products treat these issues. Unsurprisingly, a huge majority - 93 per cent - agreed ...

Industry cheers red tape cuts

... but so are mum and dad investors as the changes to financial services regulation will see a reduction in the costs of disclosure that will translate into increasingly affordable financial advice for consumers," said Graham Meyer, ICAA's chief executive. ...

ASIC review to streamline IDPS rules

ALEX DUNNIN  |  THURSDAY, 21 JUN 2007
... consumers are fully protected. Under the proposals, ASIC said they wish to ensure that investors receive the same type of disclosure for IDPS investments as they do for investments they access directly. But they also argue that the IDPS itself may not ...

RBNZ to become single NZ financial regulator

WWW.THESHEET.COM  |  THURSDAY, 21 JUN 2007
... Currently the RBNZ regulates only registered banks under a light-handed regime that relies mostly on banks complying with disclosure requirements. NZ Commerce minister Lianne Dalziel says while non-bank deposit takers are a growing part of the financial ...

Planners should not face criminal charges: FPA

HAMISH MADDEN  |  MONDAY, 4 JUN 2007
... Financial Planning Association (FPA) is arguing for the removal of criminal sanctions for advisers who fail to provide disclosure to clients, claiming the current regime is "excessive, unjust and contributes to fear and uncertainty". In a submission ...