Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1631 - 1640 of 6099 results for "trading"

The Fed's aware of building imbalances

BENJAMIN ONG  |  TUESDAY, 28 NOV 2017
... sustainable-and has been made to appear more manageable due to today's historically low interest rates. Debt and equity securities trading volumes have markedly declined over the past several years. For example, NYSE equity trading volume on average ...

Sydney licensee caught out on conflicts

JAMIE WILLIAMSON  |  MONDAY, 27 NOV 2017
... research staff write research reports; implementing new procedures around disclosures; introducing longer 'restricted trading' periods; and implementing physical information barriers between research staff and that of other divisions. FSB has also agreed ...

Aurora CFO terminated as $1m vanishes from listed trust

ALEX BURKE  |  MONDAY, 27 NOV 2017
... Wilson said this was a good price, adding: "We're effectively providing liquidity for people; the stocks haven't been trading for a number of months and people want liquidity. Aurora also bid 13.5c, but we're bidding 100% cash. They've got a combination ...

SelfWealth lists on ASX

JAMIE WILLIAMSON  |  THURSDAY, 23 NOV 2017
Peer-to-peer share trading platform SelfWealth listed on the ASX today after a successful initial public offering saw $7.3 million raised. The company, comprising SelfWealth TRADING and SelfWealthPREMIUM, debuted on the ASX at 1pm and will trade under ...

HSBC cops historic fine for Lehman-linked failures

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2017
... from being overly exposed to FAs and to ensure that clients had sufficient financial resources to assume the risks of trading in FAs despite them being assigned internally the highest risk rating. Between January 2003 and December 2008, the bank failed ...

Netwealth lists on ASX

JAMIE WILLIAMSON, MICHELLE BALTAZAR  |  MONDAY, 20 NOV 2017
... its successful initial public offering. Debuting on the ASX at midday, Netwealth's fully paid ordinary shares commenced trading on a conditional and deferred settlement basis with normal trading expected from 28 November 2017. Netwealth joint managing ...

Penalty issued for ASX rules breach

JAMIE WILLIAMSON  |  THURSDAY, 16 NOV 2017
... - support the price of the shares during the first two weeks of its backdoor listing. When DirectMoney's first day of trading failed to meet expectations, Bell Potter's senior management chose to invest $200,000 in the company via an on-market acquisition ...

Managed accounts here for the long haul

DARREN SNYDER  |  THURSDAY, 16 NOV 2017
... through the way technology is adding functionality," he said. Entwistle said managed accounts offer tax effectiveness, trading efficiency, and more depth in reporting. He admits there is still some way to go in increasing the range of investments, especially ...

J.P. Morgan wins SMA custody mandate

JAMIE WILLIAMSON  |  MONDAY, 13 NOV 2017
... through the J.P. Morgan platform. Under the deal, Praemium will also have access to the bank's extensive research, sales and trading execution through its equities business. J.P. Morgan Australia and New Zealand head of client relationships and sales ...

WAM enters the fray for Molopo takeover

ALEX BURKE  |  THURSDAY, 9 NOV 2017
... Wilson said this was a good price, adding: "We're effectively providing liquidity for people; the stocks haven't been trading for a number of months and people want liquidity. Aurora also bid 13.5c, but we're bidding 100% cash. They've got a combination ...