Search Results | Showing 1301 - 1310 of 4024 results for "January" |
| | | ... licensees at risk of breaching the Corporations Act despite not having a compliance scheme to commit to before the original January 1 2020 deadline. As a result, the corporate regulator has moved to grant a three-year exemption to all AFS licenses from ... |
| | | | ... corporate regulator is using its intervention powers to convince product providers to turn off commissions before the January 2021 deadline. "One of the things the government is doing is they are sending ASIC, using their intervention powers, to get ... |
| | | | ... delivering on Recommendation 2.4, which is expected to benefit Australian consumers." The law will come into effect from January 2021, meaning that from that date where a conflicted remuneration is payable in contracts the benefit must be passed on to ... |
| | | | ... progressed towards the implementation of SPS 515", APRA's prudential standard for improved member outcomes, which commences on January 1 next year. The new standard will see trustees assess the outcomes they deliver members and the performance of their ... |
| | | | ... "Membership of a code monitoring body is currently a requirement for all financial advisers to continue to operate from 1 January 2020. "In the absence of a code monitoring body, we will work with the government to better understand what interim measures ... |
| | | | ... trading, while providing greater clarity and certainty for activities allowed under the law." The rules come into effect on January 1 next year and have a compliance date of 1 January 2021. The five agencies whose approval was needed include: Federal ... |
| | | | ... take up the role of group executive advice this month, while Chun has been appointed group executive member growth from January 2020. Forman was previously national manager at BT Financial Group where she led a large team providing financial advice to ... |
| | | | ... in assets and feeds into the $812 million MLC platinum Global Fund. Investors will be allowed to make redemptions until January 7 2020. After this, MLC will start to wind down the assets and stop charging the fees. Platinum Asset Management had $24.8 ... |
| | | | ... the ASIC Financial Adviser Register shows there is now 25,522 active advisers in Australia as of today. At its peak, in January this year, there were 28,863. "The advice landscape is experiencing an unprecedented period of upheaval, so now more than ... |
| | | | ... Conduct Authority yesterday published findings from its review of a sample set of firms, after MiFID II's roll out on 3 January 2018. Asset managers saved around £70 million for their investors in UK-managed equities funds in the first six months of ... |
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