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Showing 1281 - 1290 of 2509 results for "Legal"

Deutsche Asset Management rebrands

KARREN VERGARA  |  WEDNESDAY, 6 DEC 2017
... and across its active, passive and alternatives range - will unite under one umbrella and operate autonomously under a new legal structure coming into effect in the first quarter of 2018. It will also launch a new logo. Xtrackers and RREEF, its exchange-traded ...

Cbus expands senior investment team

EMMA RAPAPORT  |  WEDNESDAY, 6 DEC 2017
... Macquarie Group, A.T. Kearney and McKinsey & Co. Elizabeth Weston is also joining Cbus in a new investments team role as head of legal and governance, based in Melbourne. She has experience across asset management in Australia and the UK, having held ...

Former Fidante-aligned boutique targeted by UK regulator

JAMIE WILLIAMSON  |  THURSDAY, 30 NOV 2017
... take compliance matters seriously and are committed to ensuring that our business is managed with the highest commitment to legal and ethical standards." According to the FCA, the sharing usually occurred on a mutual basis and allowed the firms to know ...

ASIC brings in disclosure expert to review RG97

ALEX BURKE  |  WEDNESDAY, 29 NOV 2017
... and costs disclosure will continue. During this time, ASIC expects that funds will endeavour to comply with the current legal requirements in good faith and not mislead consumers about fees and costs. ASIC will continue to monitor disclosure to consumers." ...

Advisers call for exam, standards clarity

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2017
Advisers are calling for much needed clarity around the new education standards, the code of ethics and what the formidable exam entails. The Financial Planning Association's head of policy and government relations, Ben Marshan, said several areas of ...

Contango swaps investment managers following AGM

ALEX BURKE  |  TUESDAY, 28 NOV 2017
... only costs not borne directly by CGA and NAOS are the "reasonable costs associated with the board obtaining independent legal advice." Carroll said the board considered the relative performance of NAOS and CGA; the fee structures under the previous investment ...

Industry fund chair steps down after three decades

EMMA RAPAPORT  |  MONDAY, 27 NOV 2017
... construction, property development, planning and environment expertise, Lette is a well-known and respected figure in Queensland's legal fraternity, having spent more than five decades as a solicitor and partner in firms where he advised on banking and ...

SMSF platform strengthens distribution team

JAMIE WILLIAMSON  |  THURSDAY, 23 NOV 2017
... formation, estate planning, retirement and ASIC corporate compliance," she said. "Earlier this year, we partnered with View Legal, extend our services into entity management and estate planning. We are providing practices with a whole new level of solutions ...

BNY Mellon appoints transaction management lead

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2017
... growth across the market in Australia and Asia Pacific." "Her tremendous expertise in assessing and managing commercial and legal risk reviewing complex financing structures, cash flow management, and debt capital markets will play a key role in growing ...

ASIC recoups $40m from NAB and ANZ

ALEX BURKE  |  TUESDAY, 21 NOV 2017
... pay a $20 million fine which ASIC said would be applied "to the benefit of the community." ASIC had originally commenced legal proceedings against NAB and ANZ over these issues in 2016. The regulator alleged that NAB, along with Westpac and ANZ, "intended ...