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Showing 1201 - 1210 of 6695 results for "Securities"

VanEck changes ETF portfolios

ALLY SELBY  |  THURSDAY, 19 DEC 2019
... ETF (ASX: REIT). "REIT tracks the FTSE EPRA Nareit Developed ex Australia Rental Index AUD Hedged, which consists of securities that are real estate investment trusts (REITs) and companies listed on the exchanges of the world's major developed economies ...

YouTube fundie name erased from flagship

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... assets or the time period needed for a sale which avoids a material price discount," the FCA said. "In the US, the Securities and Exchange Commission has recently adopted measures of liquidity based on this concept." The FCA is considering how the findings ...

Former Goldman Sachs exec charged over $62m bribery

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... director Tim Leissner has been charged with bribery in relation to the high profile 1MDB sovereign wealth scandal. The US Securities and Exchange Commission has brought charges against Leissner for allegedly engaging in a corruption scheme, through which ...

Responsible entity declares insolvency

JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... with Theta. Theta remains the RE of the trust and is also a service provider to the business of XTBs on the ASX. As securities manager, the Australian Corporate Bond Company pays fees and other costs to those providing services to XTBs. The relationship ...

J.P. Morgan secures mandate extension

ELIZA BAVIN  |  MONDAY, 16 DEC 2019
... closely together for a number of years to support our strategic objectives across our custody, fund administration and securities lending services. Ongoing access to the expertise and capabilities of J.P. Morgan ensures we continue to provide strong ...

Chief economist update: Changing to Lagarde

BENJAMIN ONG  |  FRIDAY, 13 DEC 2019
... €20 billion." "The Governing Council intends to continue reinvesting, in full, the principal payments from maturing securities purchased under the APP for an extended period of time past the date when it starts raising the key ECB interest rates, and ...

Pershing Securities breaches client money obligations

ALLY SELBY  |  WEDNESDAY, 11 DEC 2019
Pershing Securities Australia has been charged after breaching client money obligations. The clearing and settlement solutions provider was charged with two counts of failing to pay client money into an account and one count of failing to comply with ...

APRA slaps extra conditions on Avanteos

HARRISON WORLEY  |  WEDNESDAY, 11 DEC 2019
... internal controls and weaknesses that allowed these breaches to occur. "APRA has been liaising with the Australian Securities and Investments Commission (ASIC), which continues to conduct its own investigation into these matters. We don't rule out ...

ASIC suspends Melbourne-based AFSL

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
ASIC has suspended the AFSL of Melbourne-based financial services provider Australian Golden Securities until May 2020. ASIC said the licence has been suspended over concerns the company is not meeting its obligations as an AFS licensee. The regulator ...

Real estate manager hires from Cbus

KANIKA SOOD  |  TUESDAY, 10 DEC 2019
... head of sustainability at October end. She reports to APN Property Group chief executive Tim Slattery and Real Estate Securities chief executive Pete Morrissey. In her most recent role, Moore was responsible for integrating, managing reporting on potential ...