ASIC raises concerns over NSX listingsBY KARREN VERGARA | TUESDAY, 29 AUG 2017 12:39PMThe corporate regulator has raised a number of "concerning trends" in the way some foreign companies are admitted on the National Stock Exchange of Australia (NSX). Related News |
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David Woodall
CHIEF EXECUTIVE OFFICER, SUPERANNUATION
INSIGNIA FINANCIAL LTD
INSIGNIA FINANCIAL LTD
Facing his greatest test yet in metamorphosing MLC Super, Dave Woodall is adamant the juice will be worth the squeeze. Jamie Williamson writes.
As a provider of financial lines insurance products that are not only to protect the consumers but are also critical in establishing industry standards necessary to professionalise and encourage the investor market, we are seeing many examples of investment companies not regulated at all. This appears to be a huge black hole firstly in the government administration program. But even when the companies are correctly licensed (and there are many 100's that are not) the requirements regarding sufficient professional indemnity insurance is inadequate with, in my view, little or few guidelines.