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Regulatory

ASIC bans married duo from providing financial services

ASIC has banned former financial adviser Richard Thomas Marshall from providing financial services for six years, and his wife Gwenda Jean Marshall for three years for operating unlicensed and removing money from a deceased client's account.

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Read more: ASICRichard Thomas MarshallGwenda Jean MarshallAdministrative Appeals TribunalRT MarshallFinancial advice