Search Results | Showing 1 - 10 of 13 results for "Warren Day" |
| | ... Joe Longo accepted a request from the Commonwealth Director of Public Prosecutions (CDPP) for ASIC chief executive Warren Day to join the CDPP on secondment as the director's executive officer. Day said he will not be returning to ASIC at the conclusion ... |
| | | ... Calissa Aldridge will become executive director, markets group. In her new role, reporting to ASIC chief executive Warren Day, Aldridge will assume responsibility for end-to-end regulation of markets, including supervision, compliance and enforcement ... |
| | | ... I guess I'm seeking reassurance'," she said again. In answering the question, ASIC chief operating officer Warren Day said again culture was not an issue at ASIC. "We don't see anything that indicated that type of problem. What we are seeing ... |
| | | ... insurance claims handling services and debt management services firms to be licensed," ASIC chief operating officer Warren Day said. "Importantly, the report acknowledges the impact of the ongoing COVID-19 pandemic and our continued flexibility during ... |
| | | ... made two senior appointments to lead its operations and risk management units. ASIC promoted long-serving employee Warren Day to the newly-created role of chief operating officer after serving as the executive director of assessment and intelligence ... |
| | | ... Australian consumers falling victim to opportunistic scammers. ASIC executive director for assessment and intelligence Warren Day said COVID-19 had created a perfect storm. "Australians are at risk of being scammed and losing money, and scammers are ... |
| | | ... Planning were highlighted as examples of the regulator's approach. ASIC executive director, assessment and intelligence Warren Day said: "We are keen to foster a better understanding of the nature of ASIC's decision-making, what we consider when receiving ... |
| | | ... responsible officers of a body corporate applicant. The regulator's executive director of assessment and intelligence, Warren Day said the new process would ensure applications were not subject to delays in the future. "ASIC has reviewed the AFS ... |
| | | ... same period, 12 AFSLs were suspended and 191 were cancelled. ASIC executive director, assessment and intelligence, Warren Day said: "ASIC's licensing function provides the first gateway to ensuring applicants seeking an AFSL...meet minimum standards ... |
| | | ... and Financial Services Industry saw ASIC scrutinised for its lack of regulatory enforcement. ASIC senior executive Warren Day says this ruling is a reminder that "ASIC is not simply a rubber stamp." ASIC noted "that under s 1308(8) of the Act, it is ... |
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