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|Search Results||Showing 1 - 9 of 9 results for "Warren Day"|
|... made two senior appointments to lead its operations and risk management units. ASIC promoted long-serving employee Warren Day to the newly-created role of chief operating officer after serving as the executive director of assessment and intelligence ...|
|... Australian consumers falling victim to opportunistic scammers. ASIC executive director for assessment and intelligence Warren Day said COVID-19 had created a perfect storm. "Australians are at risk of being scammed and losing money, and scammers are ...|
|... Planning were highlighted as examples of the regulator's approach. ASIC executive director, assessment and intelligence Warren Day said: "We are keen to foster a better understanding of the nature of ASIC's decision-making, what we consider when receiving ...|
|... responsible officers of a body corporate applicant. The regulator's executive director of assessment and intelligence, Warren Day said the new process would ensure applications were not subject to delays in the future. "ASIC has reviewed the AFS ...|
|... same period, 12 AFSLs were suspended and 191 were cancelled. ASIC executive director, assessment and intelligence, Warren Day said: "ASIC's licensing function provides the first gateway to ensuring applicants seeking an AFSL...meet minimum standards ...|
|... and Financial Services Industry saw ASIC scrutinised for its lack of regulatory enforcement. ASIC senior executive Warren Day says this ruling is a reminder that "ASIC is not simply a rubber stamp." ASIC noted "that under s 1308(8) of the Act, it is ...|
|... Corporations Act. During Senate Estimates, Ketter asked ASIC senior executive leader for assessment and intelligence Warren Day about media reports which claimed Robert remained a director of alternative health company Cryo Australia until this week ...|
|... product advice on self-managed superannuation funds (SMSFs). ASIC senior executive leader, assessment and intelligence, Warren Day noted that after 30 June 2016, any accountant found to be providing unlicensed advice risked regulatory action and said ...|
|... is a follow-up scam intended to trick you into providing your personal details," Senior Leader, Stakeholder Services Warren Day said. "We ask the public to be cautious of calls like these. If you receive an unexpected call from someone in these circumstances ...|
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A major Canadian pension fund is increasing its presence in Asia Pacific, establishing a new office focused on opportunities in Australia and New Zealand.
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AMP Capital is selling off its entire stake in a European provider of clean energy solutions for an undisclosed figure.
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Magellan Financial Group and Barclays have signed on as foundation investors in a new financial services firm which is launching with former Challenger chief Brian Benari as its chief executive.
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The government's early release of superannuation scheme has paid out $33.3 billion since its inception, with an additional $340 million disbursed over the week to September 13 alone.
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