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Search ResultsShowing 1 - 10 of 10 results for "UK Financial Conduct Authority"
Fidelity enters UK advice market
ELIZA BAVIN  |  TUESDAY, 19 JAN 2021
... progress is being made in the region to increase access to advice, more needs to be done. "The UK Financial Conduct Authority noted the progress made in closing the UK's advice gap in recent years, however, has stressed there is still significant work ...
QBE takes final hit in FCA test case
ELIZA BAVIN  |  MONDAY, 18 JAN 2021
... policy wording issues, losing its appeal bid in the High Court. The test case was launched by the UK Financial Conduct Authority (FCA) to resolve legal issues concerning the interpretation of common business interruption policy wordings, in relation ...
NAB names RBS alumnus as chief operating officer
ANNABELLE DICKSON  |  WEDNESDAY, 2 DEC 2020
... Pacific. He was formerly the deputy chair of the Australian Banking Association, deputy chair of the UK Financial Conduct Authority practitioner panel and a director of Visa Europe. Matheson said he is very pleased to be returning to Australia and join ...
Pensioners lose decades of savings in 24 hours
ELIZABETH MCARTHUR  |  THURSDAY, 14 NOV 2019
... victims lost in 2018 amounts to 22 years of savings. As part of a campaign called ScamSmart, the UK Financial Conduct Authority and The Pensions Regulator have revealed £82,000 (AU$154,202) is the average amount victims of pension scams lost in 2018. ...
BEAR should be expanded, ASIC included: Shipton
JAMIE WILLIAMSON  |  FRIDAY, 23 NOV 2018
... the BEAR should be expanded to also encompass all ASIC regulated entities, Orr referred to the UK Financial Conduct Authority's similar Senior Managers Regime which FCA staff are also required to adhere to. When questioned whether ASIC would intend to ...
UK asset consultants face competition scrutiny
KARREN VERGARA  |  MONDAY, 18 SEP 2017
In an industry first, the UK Financial Conduct Authority's concerns about anti-competitive practices of investment consultants have been referred to a consumer protection and anti-competition watchdog to further investigate the industry. The FCA announced ...
Asset managers still charging more for less
ALEX BURKE  |  FRIDAY, 30 JUN 2017
Following its interim report on the asset management industry released in November 2016, the UK Financial Conduct Authority reiterated its stance that profits aren't reflecting average performance. The FCA received 153 written submissions and consulted ...
UK pension funds required to warn consumers
STAFF WRITER  |  WEDNESDAY, 28 JAN 2015
The UK Financial Conduct Authority (FCA) has written to chief executive officers of pension providers to outline government plans to introduce additional protection for retirees wishing to access their defined contribution pension pot from April this ...
UK FCA to review social media guidelines
ALEX DUNNIN  |  WEDNESDAY, 10 SEP 2014
The UK Financial Conduct Authority (FCA) is conducting a review of how wealth groups use social media to promote their products following concerns that more regulatory clarity may be needed. The review which was launched last month and closes in November ...
AXA fined for poor advice in the UK
LAURA MILLAN  |  MONDAY, 16 SEP 2013
The UK Financial Conduct Authority (FCA) has imposed AXA a financial penalty for giving poor investment advice to NAB-owned banks in the UK. AXA will have to pay a fine of more than A$3 million to customers of NAB-owned Clydesdale Bank and Yorkshire ...
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