Search Results | Showing 1 - 10 of 273 results for "Statement of Advice" |
| | | ... Although many advisers are reluctant to share them as they are sometimes not receivable or recorded in the Statement of Advice, he said doing so can enhance the ombudsman's understanding to fast-track the process and develop an outcome that may be acceptable ... |
| | | | ... already takes advisers a lengthy period to move clients with a fact-find, develop strategies and prepare a Statement of Advice. Further, it "strongly opposes" any ban or limitation on advice fees being paid from super accounts for switching advice. "There ... |
| | | | ... and complete the process through a self-service digital experience. They will receive a digitally generated Statement of Advice, as member details are pre-populated within the advice journey to reduce friction and simplify the process. For Future Group ... |
| | | | ... investing into products related to Rogers' licensee, and a rate of return in the benefit comparison in his statement of advice. The FSCP found Rogers "acted in a way that was misleading or deceptive, or likely to mislead or deceive." As a result, Rogers ... |
| | | | ... partner, ASIC said. He was also found to have provided "predetermined" advice outcomes based on a template Statement of Advice (SOA), recommending clients switch super funds to Netwealth while retaining $10,000 for insurance purposes. Additionally, Hogan ... |
| | | | ... client, failed to ensure that advice was appropriate to the client, failed to identify and disclose in the Statement of Advice that there would be consequences to making the change recommended, and failed to comply with the Code of Ethics. The panel ... |
| | | | ... inappropriate advice. He was also accused of making statements that were likely misleading and of giving a "defective" Statement of Advice. The banning took effect on 15 January 2025. However, shortly after the announcement, Petrovic sought a review ... |
| | | | ... to write advice documents and, hopefully, even creating better visuals by moving away from the hundred-page Statement of Advice," he explained. Similarly, Edwards said focussing on increasing productivity and efficiency in delivering client outcomes ... |
| | | | ... said it takes less than eight hours. The biggest bottleneck in the advice process is the preparation of the Statement of Advice for 38% of respondents. An equal portion of 23% said onboarding and fact finding, and compliance and documentation are onerous. ... |
| | | | ... technology, we're reducing duplication, saving valuable time, and significantly accelerating the path to a completed Statement of Advice," AIA Financial Wellbeing chief retail insurance and advice officer Pina Sciarrone said. "This intuitive solution ... |
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