The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 100+ results for "Statement of Advice"|
|... according to new research. Regtech Fourth Line and retiree financial services provider Pension Boost looked at the Statement of Advice of 15 licensees and 1980 financial advisers. Of the 5000 SOAs produced between 1 July 2019 to 15 May 2021, not one ...|
|... is required because a client has suffered adverse economic effects as a result of COVID-19, in place of the Statement of Advice. The ROA must have a brief explanation of changes in the client's relevant personal circumstances as a result of the pandemic. ...|
|... guidance is needed. A business' overheads and fixed costs are driving up the cost of advice, ASIC found. The Statement of Advice preparation, which includes client and product research, is a costly exercise. Some 146 respondents supported allowing ...|
|... former BBY adviser, who it said traded with client's money without their authorisation and outside of the Statement of Advice.|
|... time on administrative work as a result of this new partnership. The solution is speeding up file notes and Statement of Advice generation and eliminates the need for a paper-based fact finder, the dealer group's managing director Sam El Shammaa ...|
|The fintech has officially launched a solution that slashes the time to generate a statement of advice from eight hours to two hours. Asendium is aiming to reduce three major bottlenecks for advisers: processes, people and fragmented systems. Asendium ...|
|... platform space. Topham is the founder of Clique Paraplanning, which provided paraplanning services mainly on Statement of Advice preparation for financial advisers. Over his experience in financial advice, Topham saw problems with collecting and presenting ...|
|Eradicating the Statement of Advice and the safe harbour steps are two recommendations that will help reduce red tape and make financial advice more affordable, according to the Financial Services Council. The financial services' peak body has laid ...|
|... extending the relief measure that allows financial advisers to provide a Record of Advice (ROA) rather than a statement of advice (SOA) until October 15. The decision to extend the relief measure came after consulting with the industry, the corporate ...|
|... said. Pollinate head of society Pamela Souvlis shared similar sentiments and said consumers are not valuing a Statement of Advice and get a sense of trust from their advisers in other ways. "Consumers don't see it as being anything more than the fine ...|
AustralianSuper wants to triple its investment in private credit to $15 billion in next three years, as it announces a new head for the asset class.
The Association of Financial Advisers fears that ASIC's FY21 industry levy will blow out even more than its estimates.
Willis Towers Watson appointed a new lead for its investments team in Australia as the incumbent moves to client consulting.
Property developer ID_Land announced it is getting into private funds management, targeting Australia's high-net-worths.
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