Search Results | Showing 11 - 20 of 248 results for "Statement of Advice" |
| | ... This will enable advisers to deliver advice seamlessly from online fact finding through to modelling and the Statement of Advice (SoA), Whelan said. DASH is specifically targeting all the key friction points in the financial planning workflow. The first ... |
| | | ... said. Further, Allen didn't appropriately scope super advice to include insurance, ASIC added. Allen's Statement of Advice documents provided to clients also contained product comparison tables that were false or misleading. He understated the ... |
| | | ... provide advice documentation as another solution that should be fast tracked. "The requirement to prepare a Statement of Advice (SoA) was a Financial Services Reform Act initiative dating back to 2001. This was not a FoFA reform, so there can be no FoFA ... |
| | | ... their members. "There will be no safe harbour steps to follow, and they will not have to give the member a statement of advice (SoA). That will improve the accessibility and affordability of financial advice," she said. But Anderson isn't convinced ... |
| | | ... interaction or personalised communication by a provider of advice. Meanwhile, Levy has maintained her view that the Statement of Advice should be removed, to be replaced with a requirement for providers of personal retail advice to maintain complete ... |
| | | ... acceptable", as well as concerns around financial advisers competing with non-relevant providers and what the Statement of Advice (SoA) might look like going forward. |
| | | ... before we do anything from that perspective." Graham said that regulators should consider ditching formal Statement of Advice (SOA) requirements, but he doesn't agree with paring back the use of SOAs. "SOAs generally are a disaster. They're bureaucratic ... |
| | | ... contemporary solutions. The service, available via a subscription with Scientiam, leverages DASH's digital Statement of Advice (SoA) tool. It is exclusively offered through financial advisers and requires users to submit an adviser code when registering. ... |
| | | ... produce advice documents," she remarked. According to Financial Services Council (FSC) survey data, the average Statement of Advice (SOA) takes around 20 hours to produce. But, broken down further, the average Record of Advice (ROA) takes approximately ... |
| | | ... former BBY adviser, who it said traded with client's money without their authorisation and outside of the Statement of Advice. |
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