Search Results | Showing 11 - 20 of 273 results for "Statement of Advice" |
| | | ... appropriate supervision is provided to the provisional relevant provider and must approve, in writing, any statement of advice provided by the provisional relevant provider to a retail client," ASIC said. PRPs can only provide personal advice to retail ... |
| | | | ... Wealth, which operates out of Greensborough, Victoria. According to ASIC, the unregistered adviser presented a Statement of Advice to a client in relation to life insurance products. "Failure to register a financial adviser creates a risk for consumers ... |
| | | | ... through its proprietary calculator and comparing against every open fund in market. It then provided a digital Statement of Advice and assistance in switching, if needed. As first reported by The Australian, an ASIC notice shows that a liquidator was ... |
| | | | ... advice and taxation law. It outlines three potential methodologies for apportioning fees and provides examples, Statement of Advice text and fee summary templates, for active use. FAAA chief executive Sarah Abood said the body is particularly pleased ... |
| | | | ... algorithms, and they haven't worked in Australia," he said. "We understand personal advice requires a Statement of Advice, it requires you look at a person's debt, at their personal circumstances and then you give them advice. I didn't say ... |
| | | | ... based on the users' personal financial information that they have input into the system. After issuing, a Statement of Advice (SoA) will be created. Ask Otivo is powered by Otivo's advice engine, which it said has been refined over nine years and vetted ... |
| | | | ... AI-driven software tool to record and transcribe conversations with clients. Additionally, MDS has enhanced Statement of Advice (SOA) creation support in a partnership with Broker Support Global, and unveiled a new MDS Licensee Compliance Portal, which ... |
| | | | ... scheme even though income the client received from the scheme was referred to on several occasions in the Statement of Advice," the FSCP said. Mr. D now has to undertake at least five hours of continuing professional education covering retirement planning ... |
| | | | ... has come about in the last 10 months has been phenomenal," he said. Copilot, for example, can turn a 25-page Statement of Advice (SoA) into a PowerPoint presentation that can be used with the client within minutes. "But the most important thing to note ... |
| | | | Liberal MP Bert van Manen is calling for the Record of Advice (RoA) to replace the Statement of Advice (SoA) and has introduced the proposed changes in a bill to parliament. Federal member for Forde, Bert van Manen, yesterday introduced the Corporations ... |
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