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Showing 1 - 8 of 8 results for "Shawn Richard"

Tarrant appeals AAT banning order

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
... included failing to disclose in statements of advice the receipt of a marketing allowance from former Astarra director Shawn Richard for investing clients' monies in the Astarra Strategic Fund. The tribunal also found that Tarrant had made false or misleading ...

Trio victims condemn Astarra director jail release

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
The Victims of Financial Fraud (VOFF) have condemned the release of Astarra Asset Management former director Shawn Richard after two years and six months in prison. The organisation that represents the victims of the Trio Capital fraud have described ...

Trio chair ban and Richard jailed

ELISE BURGESS  |  FRIDAY, 12 AUG 2011
... Capital, David Andrews, is to be excluded from the financial services industry for nine years while Astarra director, Shawn Richard, has been handed down a two and a half year jail sentence. The Australian Securities and Investments Commission (ASIC) ...

Former Astarra investment manager pleads guilty

ELISE BURGESS  |  MONDAY, 7 FEB 2011
Former director of investment manager Astarra Asset Management (AAM), Shawn Richard, pleaded guilty to two counts of dishonest conduct in the Supreme Court of NSW on Friday. Richard also pleaded guilty to one charge of making false statements in relation ...

Astarra director faces five years jail, $220k fine

ASIC RELEASE  |  WEDNESDAY, 8 DEC 2010
The former director of Astarra Asset Management, Shawn Richard, faces a maximum penalty of 5 years imprisonment or a $220,000 fine - or both - and has been banned for life from providing financial services. Richard pleaded guilty to two charges of dishonest ...

Trio funds to be wound up

COMPANY RELEASE  |  THURSDAY, 11 FEB 2010
... Service, ARP Growth Fund and Regional Land Property Fund. Set down dates for public examination have also been set for Shawn Richard and Eugene Liu, directors of Astarra Asset Management. They will be examined on 23 and 24 March. Meanwhile PPB said it ...

Astarra reaches $1 billion milestone

COMPANY RELEASE  |  FRIDAY, 18 SEP 2009
... avoid and move quickly out of certain deteriorating asset classes," said Astarra Asset Management chief executive Shawn Richard in the statement. The firm also attributes its FUM growth to financial advisers outsourcing their asset management capabilities ...

Absolute Alpha launches new FOHF

... of funds last night in a bid to offer equity-style returns but with less market volatility. Absolute Alpha's CEO, Shawn Richard, former director and owner of Astarra, said he believes their derivatives experience and the cautious approach to selecting ...
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