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|Showing 1 - 10 of 100+ results for "SARA"|
|The Federal Court has imposed combined penalties of $4 million on Statewide Super for providing members with misleading information regarding their insurance and failing to report the issue to ASIC in the time required. Between 2017 and 2020, Statewide ...|
|The $250 billion global investment manager American Century Investments has appointed a new head of ESG and sustainable investing. Sarah Bratton Hughes joined the firm on January 3, and will also lead the ESG and investment stewardship team at American ...|
|James Mawhinney's Mayfair 101 Group has been ordered to pay a combined penalty of $30 million for misleading advertising. In handing down the decision, Justice Anderson said the increased penalties were appropriate, noting that those sought by ASIC ...|
|Civil penalty proceedings have commenced in the Federal Court against OnePath Custodians for allegedly charging super fund members fees for no service, filed by ASIC. ASIC is alleging OnePath incorrectly charged more than $4 million in fees to more ...|
|The big four bank is being sued by the regulator for failing to provide some of the benefits promised to customers who hold offset transaction accounts or 'Breakfree' packages in conduct dating back more than two decades. In what is the last ...|
|The Financial Planning Association of Australia announced who will take over Dante De Gori as chief executive. Sarah Abood takes the post in mid-January 2022, leaving behind her role as chief operating officer of HOPE Housing Funds Management, a not-for-profit ...|
|In an unprecedented move, ASIC has commenced six civil penalty proceedings against Westpac for widespread compliance failures in its banking, wealth, superannuation and general insurance businesses. The six matters filed relate to charging fees to deceased ...|
|First Sentier Investors has a new global head of investment management. David Allen has been appointed to the role, based in London. He was most recently global chief investment officer, equities at AMP Capital. Allen has more than 20 years of global ...|
|ASIC has commenced proceedings in the Federal Court against ANZ for breaches of the Credit Act arising from referrals through its home loan 'introducer program' and from unlicensed individuals outside the introducer program. The program involved home ...|
|A former financial adviser was sentenced to jail for facilitating the illegal early access of clients' superannuation to the tune of $1.5 million. Victoria-based Ahmed Saad operated Saad Wealth Management between 10 April 2012 until 16 October 2017 ...|
ASX-listed real estate fund manager Cromwell Property Group has appointed an industry veteran to the head of retail funds management position.
Credit Suisse's chair has resigned less than a year into the role amid reports he breached several COVID-19 quarantine rules.
The Federal Court has imposed combined penalties of $4 million on Statewide Super for providing members with misleading information regarding their insurance and failing to report the issue to ASIC in the time required.
Barclays has appointed two new managing directors of investment banking in Australia.
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