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Showing 1 - 10 of 1147 results for "Representatives"

Vietnam joins FTSE Russell emerging market index

VINNY VUCAGO  |  TUESDAY, 22 SEP 2026
... international investors. The milestone was marked at a conference in Hanoi attended by 200 delegates, including representatives from global investment firms, custodians, securities companies and other market participants. Vietnam Finance Minister Ngo ...

Government backs Enhanced Regulatory Sandbox overhaul

VINNY VUCAGO  |  WEDNESDAY, 9 SEP 2026
... reforms, Treasury will establish a public-private financial innovation committee comprising regulators, industry representatives and independent members. The committee will help identify and prioritise high-value areas for innovation, consider the case ...

Crole banned for 10 years after abrupt exit from Sequoia

MATTHEW WAI  |  TUESDAY, 8 SEP 2026
... stakeholders." He remains a substantial shareholder in Sequoia. Under his guidance, InterPrac's former authorised representatives, such as Venture Egg and Rhys Reilly advised "thousands" of clients to invest their super into the First Guardian and Shield ...

Shaw and Partners refurbishes asset management unit, expands team

KARREN VERGARA  |  WEDNESDAY, 2 SEP 2026
... investment strategy as we continue to grow the business." Shaw and Partners' adviser network comprises 220 authorised representatives.

WT Financial takes majority stake in TNT Advisor

RIDDHIMA TALWANI  |  WEDNESDAY, 2 SEP 2026
... Financial has over 500 advisers across a nation-wide network of privately-owned practices, operating as authorised representatives under Wealth Today, Sentry Advice, Synchron Advice, and Millennium3 subsidiaries. Cullen added WT Financial expects demand ...

AFCA consults on rule changes under upcoming scam framework

MATTHEW WAI  |  TUESDAY, 1 SEP 2026
... webinar on September 3 to discuss the consultation with its members, related entities, consumers and consumer representatives, and other stakeholders. The consultation has opened and will close on 28 September 2026.

CBA, Colonial First State settle class action for $249m

KARREN VERGARA  |  WEDNESDAY, 26 AUG 2026
... best interests. It also alleged that similar, cheaper policies were available through other providers. Authorised representatives from CFP and FWL were alleged to have breached their fiduciary duties to their clients, breached their duty to act in the ...

AWAG's profit takes hit from geopolitics in FY26

MATTHEW WAI  |  TUESDAY, 25 AUG 2026
... and Cotham Advisory in Melbourne. AWAG took a 20% stake in both firms which brought its network of authorised representatives to 122 from 80 since December 2025, highlighting a "good pipeline" of EPS opportunities, with strong focus now placed on licensees ...

ASIC draws parallels between ASX and super trustee failures

RIDDHIMA TALWANI  |  FRIDAY, 21 AUG 2026
... any meaningful action after placing an advice licensee on a watchlist for suspicious activity by one of their representatives. During that time, another representative of that licensee submitted applications to rollover superannuation balances using ...

Crole exits Sequoia effective immediately

KARREN VERGARA  |  WEDNESDAY, 22 JUL 2026
... action against InterPrac, alleging its advisers failed to act in clients' best interests. Together, InterPrac representatives Venture Egg and Rhys Reilly Pty Ltd advised about 6843 clients to invest some $677 million into the Shield Master Fund and ...
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