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Showing 1 - 10 of 1138 results for "Representatives"

Crole exits Sequoia effective immediately

KARREN VERGARA  |  WEDNESDAY, 22 JUL 2026
... action against InterPrac, alleging its advisers failed to act in clients' best interests. Together, InterPrac representatives Venture Egg and Rhys Reilly Pty Ltd advised about 6843 clients to invest some $677 million into the Shield Master Fund and ...

Treasury publishes final report into the ERS

ELIZA BAVIN  |  THURSDAY, 2 JUL 2026
... recommended a public-private committee should be formed, convened by Treasury and including regulators, industry representatives and independent members. "The committee would prioritise and decide on the need for specific thematic sandboxes that cut ...

KPMG details action plan to address whistleblower probe

RIDDHIMA TALWANI  |  WEDNESDAY, 24 JUN 2026
... independent chair. It will also appoint independent members to the Australian board and ensure a balance between KPMG representatives and independents. The firm will review and update the board's role and remit in line with corporate governance best ...

ASIC expands list of super lead generation entities

VINNY VUCAGO  |  THURSDAY, 18 JUN 2026
... Superannuation Resources, Data4u and Grow Your Super Australia. This is alongside advice firms and corporate authorised representatives that have acquired leads, including Lunaris Wealth, Solara Wealth and Wise Investments Direct. ASIC said superannuation ...

Capstone joins forces with PictureWealth to form $22bn FUA planning network

MICHELLE BALTAZAR  |  WEDNESDAY, 17 JUN 2026
... under its own name and will continue to be led by its managing director Grant O'Riley. Capstone authorised representatives will also continue to operate under their existing AFSL licencing arrangements. "The benefit for advisers and clients is access ...

ASIC secures record $300m penalty over 'egregious' CFD misconduct

VINNY VUCAGO  |  MONDAY, 15 JUN 2026
... collapsed contracts for difference (CFD) issuer Union Standard International Group and two of its former authorised representatives. ASIC described the court action as one of the most serious cases of financial services misconduct it has pursued. Justice ...

Small pocket of failed measures can 'blow the entire business': Anderson

MATTHEW WAI  |  FRIDAY, 29 MAY 2026
... policy, advocacy and standards Phil Anderson warned licensees to improve their control measures for authorised representatives to avoid any unintended consequences. Breaking down licensees' responsibilities when it comes to monitoring authorised representatives ...

ASIC, APRA target insurers' TPD product sustainability

KARREN VERGARA  |  MONDAY, 25 MAY 2026
... consumers' needs at the forefront. The regulators' roundtable of life insurance chief executives, which had representatives from 19 insurers and reinsurers, Treasury and the Council of Australian Life Insurers (CALI), discussed several issues ...

Openmarkets makes private wealth play

JAMIE WILLIAMSON  |  TUESDAY, 5 MAY 2026
... Investment Partners and Cahill Private Clients are some of the businesses now operating as corporate authorised representatives under the Openmarkets AFSL. The offering is described as a product-agnostic, turnkey AFSL solution and allows advisers to ...

QIC faces heat over aviation firefighting asset privatisation

RIDDHIMA TALWANI  |  TUESDAY, 5 MAY 2026
... modernisation of ARFFS assets. They added that Airservices Australia has been actively consulting staff, union representatives and government since December, and no decision has been taken to proceed with any proposal. Financial Standard understands ...
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