The latest issue of Financial Standard now available as an e-newspaper
|Search Results||Showing 1 - 10 of 100+ results for "Misconduct"|
|... oversight of financial advisers, while at the same time strengthening that oversight to ensure that advisers engaged in misconduct are appropriately disciplined under one system," minister for financial services and superannuation Jane Hume said. The ...|
|... order to help protect consumers, AFSL holders must follow breach-reporting regulations when representatives engage in misconduct. Hayne recommended that significant breaches and investigations relating to suspected breaches must be reported within 30 ...|
|... popping up to assist consumers in getting refunds for fee for no service financial advice, junk insurance and other misconduct exposed by the Royal Commission - but they are doing it for a fee. Remediator is one such service, launching just last year. ...|
|... completed and while it pleasingly found that AMP does not have a systemic issue with regard to sexual harassment or misconduct in our workplace, it has identified some key improvement areas to meet global best practice standards," Hazelton said. AMP ...|
|... litigation, more than 20 enforcement investigations underway, and multiple surveillances related to potential super trustee misconduct ongoing. The common themes in instances of potential trustee misconduct are trustee competence and oversight, complaints ...|
|... manager. "In recent times, there has been negative press surrounding AMP Capital stemming from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry as well as inappropriate culture within their senior management ...|
|... proposed by ASIC carries obvious potential for the defendants to be punished multiple times for the same underlying misconduct," court documents read. In June 2018, ASIC accepted an enforceable undertaking from Dover and McMaster to leave the financial ...|
|... and financial services breaches of the law. "ASIC continues to develop and implement new tools to combat and detect misconduct. The Immunity Policy enhances ASIC's ability to identify and take enforcement action against complex markets and financial ...|
|... at their outset". "Instead, we look at what all the evidence tells us before we make conclusions about what, if any, misconduct has taken place and who is responsible, if it has. It is only then that we can assess what, if any, sanction we should put ...|
|... manage both financial and non-financial risks, ASIC will only need to intervene when early warning signs of harm and misconduct require us to do so," Hughes said. "I regard PIP as an extremely important addition to ASIC's regulatory toolkit. It allows ...|
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The Australian Bureau of Statistics has revealed what people who accessed their super early due to financial hardship caused by COVID-19 spent the money on.
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The life insurance industry is developing a Professional Standards Framework for all claims and underwriting professionals, with support from the Australian and New Zealand Institute of Insurance and Finance (ANZIIF).
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With consumers in the US now contributing the most to Afterpay's business, the BNPL provider has set in motion plans to list there as new research shows the economic impact of the service.
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The COVID-19 pandemic has forced many Australians to review their life insurance cover and seek the help of a financial adviser.
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