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Showing 1 - 10 of 95 results for "Magistrates Court"

SMSF scammers charged with criminal offences

KARREN VERGARA  |  WEDNESDAY, 7 FEB 2024
A duo who allegedly defrauded self-managed super funds (SMSF) have been charged by the Melbourne Magistrates Court with a string of criminal offences. The charges follow an ASIC investigation into the activities of Joseph Cullia and Zoran Markovic ...

Former adviser misled ASIC during investigation: Court

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... Partners. He was banned from leaving the country in June. On December 14, Ridgway appeared at the Southport Magistrates Court in Queensland. He was charged on two counts of providing false or misleading information during a compulsory examination, hence ...

Director charged over illegal investment scheme

JAMIE WILLIAMSON  |  THURSDAY, 8 JUN 2023
... invest in businesses he owned, all while operating unlicensed. Ashley Vincent Arandez fronted the Melbourne Magistrates Court this week charged with three counts of dishonest conduct, eight counts of dealing with proceeds of crime, and one count of carrying ...

Fraudulent property director charged

CHLOE WALKER  |  TUESDAY, 6 JUN 2023
... accounts and used the money for purposes other than the property development. Steele appeared in the Southport Magistrates Court on June 5. The matter has been adjourned to July 17. Steele has been charged with seven counts of breaching s408C(1)(a)(i) ...

Investment fraud accomplice charged

CASSANDRA BALDINI  |  MONDAY, 22 MAY 2023
... Chris Marco has been charged with 34 counts of enabling or aiding fraud. Linda Marissen appeared in the Perth Magistrates Court after it was alleged that she helped Marco defraud more than $29.5 million from six investors. In July last year, Marco had ...

Former AMP adviser pleads guilty to dishonest conduct

KARREN VERGARA  |  MONDAY, 27 MAR 2023
... due to be sentenced. David Fong, who operated Fong Financial Planners, pleaded guilty on March 24 at the Perth Magistrates Court. Fong Financial Planners intentionally failed to disclose all relevant information relating to the personal circumstances ...

ASIC charges former investment company executives

ANDREW MCKEAN  |  MONDAY, 6 MAR 2023
... after ASIC's investigation. Elderfield's prosecution is scheduled for further mention in the Brisbane Magistrates Court on June 16. McAuliffe's prosecution will have a further mention on March 17, as ordered by the court.

Advice group convicted of hawking

JAMIE WILLIAMSON  |  WEDNESDAY, 22 FEB 2023
... other things, didn't accurately disclose fees incurred. Following on from that, on Monday the Southport Magistrates Court convicted the firm after it pleaded guilty to one count of breaching anti-hawking laws. It was alleged that between August 2019 ...

Financial Circle director convicted, fined

CHLOE WALKER  |  TUESDAY, 21 FEB 2023
... of managing a corporation and fined $6000. Joshua David Fuoco pleaded guilty to the charges in the Melbourne Magistrates Court. The charge arose from an ASIC investigation that found Fuoco was involved in the running of Financial Circle from August 2017 ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... financial adviser John Wertheimer pleaded guilty to charges surrounding unauthorised client transactions in Perth Magistrates Court. Wertheimer pleaded guilty to one charge of providing a financial service on behalf of a person who carries on a financial ...
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