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Showing 51 - 60 of 101 results for "Magistrates Court"

Insurance broker pleads guilty to theft

MARK SMITH  |  TUESDAY, 5 FEB 2013
... $700,000 of clients' money over a seven month period. Wickett of Frankston, Victoria, appeared in the Melbourne Magistrates Court charged with three counts of theft totalling $662,198.39 between August 2010 and March 2011. Each offence carries a maximum ...

Adelaide adviser facing sentence

LINDA HAUSKEN  |  MONDAY, 10 SEP 2012
... maintain consumer confidence in the financial services sector. ASIC alleges that Bean, who appeared in the Adelaide Magistrates Court, misappropriated the money from eight of his clients' investment or superannuation accounts between 30 June 2003 and ...

Former investment company director pleads guilty

MELANIE TIMBRELL  |  MONDAY, 23 JUL 2012
... John Cunningham of Worrell's was appointed official liquidator of the companies. The matter was heard in Noosa Magistrates Court on July 18, 2012 with Oakley committed for sentencing at a later date in the Maroochydore District Court. The Commonwealth ...

ASIC bans adviser following fraud conviction

BEN COLLINS  |  TUESDAY, 24 APR 2012
... also known as Chris Pappas, from providing financial services following his conviction on fraud charges in the Magistrates Court of Victoria. On 29 March 2012, Papaioannou was convicted in the Magistrates Court of Victoria of four counts of obtaining ...

ASIC investigations lead to charges, interim orders

CLAIRE MCGREAL  |  TUESDAY, 15 NOV 2011
... placed on bail, which was set at $50,000 and includes him surrendering his passport. He's due back in Perth Magistrates Court on 15 February 2012. Meanwhile, the regulator has obtained interim court orders in Adelaide against Australia AFT Finance Market ...

Former Sonray chief gets jail time following ASIC charges

CLAIRE MCGREAL  |  MONDAY, 17 OCT 2011
... was arrested and charged with 24 offences following an ASIC investigation. His case is back before Melbourne Magistrates Court in December.

ASIC warns of $15,000 EOFY countdown

ELISE BURGESS  |  MONDAY, 6 JUN 2011
... Commissioner. Sparking the reminder, Victorian public company, Fulcrum Equity Limited was fined $15,000 by the Melbourne Magistrates Court for failing to lodge its annual financial reports with ASIC and not reporting to its members. In addition, company ...

Opes Prime director faces 22 charges

ASIC RELEASE  |  MONDAY, 31 MAY 2010
... Anthony Blumberg were also charged with those offences. Emini, Smith and Blumberg appeared in the Melbourne Magistrates Court on Friday, 28 May in relation to the matter. They were ordered to attend the committal proceedings listed for 28 February 2011 ...

Chartwell director charged with $22m fraud

ASIC RELEASE  |  THURSDAY, 11 MAR 2010
... concerning the co accused, former company secretary of Chartwell, Ian Rau is currently proceeding in the Geelong Magistrates Court. Rau has been charged with one count of carrying on a financial services business without a financial services license ...

Opt out, bailed out

MICHELLE BALTAZAR AND RUTH LIEW  |  TUESDAY, 10 NOV 2009
... Mango Hill, Queensland and Ken McDowell of Narre Warren, Victoria were sentenced last Friday in the Brisbane Magistrates Court following an investigation by ASIC. They were each found guilty in the Brisbane Magistrates Court on 17 July 2009 of carrying ...