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Showing 71 - 80 of 103 results for "Magistrates Court"

Adviser faces charges of pilfering $1.3m

HAMISH MADDEN  |  FRIDAY, 6 OCT 2006
... faced court over the misappropriation of around $1.3 million of clients' money. Matthew Leech faced Bendigo Magistrates Court for 18 charges of theft and dishonesty brought about following an Australian Securities and Investments Commission (ASIC) investigation. ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
... Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared in the Melbourne Magistrates Court to answer fraud charges relating to unauthorised customer loans totally around $14.5 million. The pair have been charged ...

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
... financial advantage by deception and one count of using a false document. ASIC claimed before the Wangaratta Magistrates Court in Victoria that Cay had unlawfully obtained more than $600,000 from investors who were recruited to invest in Jewel, which ...

ASIC charges unlicensed advisers

... ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell appeared at the Brisbane Magistrates Court today charged with holding themselves out to be investment advisers without an Australian Financial Services License (AFSL). ...

Property developer owing over $14M to investors appears in court

... Commission (ASIC) has brought 20 charges of breaching the Corporations Act against John Sage in the Melbourne Magistrates Court. The regulator alleges Sage provided prospective investors in the Victorian based Pacific Tower and Pacific heights developments ...

High yield investment scheme operator facing charges

... has brought seven charges against Shane Hoy, the operator of a high yield investment scheme, in the Brisbane Magistrates Court. The regulator alleges Hoy raised $270,000 through the scheme that was run by his company BG Investments International. It ...

Former NAB currency options trader jailed

... behaviour for a further 13 months. Duffy's co-accused Gianni Gray and Vincent Ficarra will appear in the Melbourne Magistrates Court for a contested committal hearing in August 2005 with the other co-accused David Bullen set to reappear in the County ...

Former NAB currency trader appears in court

... appear in the County Court for sentencing on 14 June 2005, while Gray and Ficarra will appear in the Melbourne Magistrates Court on 1 August 2005 for a contested hearing.

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... prosecuted by the Commonwealth Director of Public Prosecutions and Moore has been bailed to reappear at the Hobart Magistrates Court in June 2005. "ASIC will be acting to ensure that consumers are provided with appropriate disclosures about the implications ...

NAB Currency Options Trader pleads guilty

... foreign currency traders, Gianni Gray, Vincent Ficarra and David Bullen also appeared yesterday in the Melbourne Magistrates Court. The plea follows an ASIC investigation into the alleged unauthorised trading in foreign exchange and exchange options ...