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Showing 71 - 80 of 101 results for "Magistrates Court"

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
... financial advantage by deception and one count of using a false document. ASIC claimed before the Wangaratta Magistrates Court in Victoria that Cay had unlawfully obtained more than $600,000 from investors who were recruited to invest in Jewel, which ...

ASIC charges unlicensed advisers

... ASIC's investigation, Marianna Casella, Peter Stokes, Anton Vilenica and Ken McDowell appeared at the Brisbane Magistrates Court today charged with holding themselves out to be investment advisers without an Australian Financial Services License (AFSL). ...

Property developer owing over $14M to investors appears in court

... Commission (ASIC) has brought 20 charges of breaching the Corporations Act against John Sage in the Melbourne Magistrates Court. The regulator alleges Sage provided prospective investors in the Victorian based Pacific Tower and Pacific heights developments ...

High yield investment scheme operator facing charges

... has brought seven charges against Shane Hoy, the operator of a high yield investment scheme, in the Brisbane Magistrates Court. The regulator alleges Hoy raised $270,000 through the scheme that was run by his company BG Investments International. It ...

Former NAB currency options trader jailed

... behaviour for a further 13 months. Duffy's co-accused Gianni Gray and Vincent Ficarra will appear in the Melbourne Magistrates Court for a contested committal hearing in August 2005 with the other co-accused David Bullen set to reappear in the County ...

Former NAB currency trader appears in court

... appear in the County Court for sentencing on 14 June 2005, while Gray and Ficarra will appear in the Melbourne Magistrates Court on 1 August 2005 for a contested hearing.

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... prosecuted by the Commonwealth Director of Public Prosecutions and Moore has been bailed to reappear at the Hobart Magistrates Court in June 2005. "ASIC will be acting to ensure that consumers are provided with appropriate disclosures about the implications ...

NAB Currency Options Trader pleads guilty

... foreign currency traders, Gianni Gray, Vincent Ficarra and David Bullen also appeared yesterday in the Melbourne Magistrates Court. The plea follows an ASIC investigation into the alleged unauthorised trading in foreign exchange and exchange options ...

Criminal charges brought against former NAB traders

... receive benefits such as performance bonuses. The former traders are expected to appear before the Melbourne Magistrates Court on 22 March 2005.

Early release super scheme promoter to stand trial

The Southport Magistrates Court has committed Mark David to stand trial on 12 charges of fraud for his involvement in an illegal scheme that encouraged certain superannuation funds to release their members' entitlements early. The court decision follows ...