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Showing 31 - 40 of 101 results for "Magistrates Court"

Former Financial Circle director charged

ELIZA BAVIN  |  MONDAY, 16 NOV 2020
... units. After initially being charged on 27 May 2020, Fuoco's matter was listed for first mention in the Melbourne Magistrates Court on 5 November 2020. On that date, the matter was adjourned to 28 April 2021. Fuoco was not required to enter a plea. Financial ...

Former adviser faces fraud charges

ALLY SELBY  |  MONDAY, 31 AUG 2020
... has been charged with 10 counts of fraud, totaling nearly $1 million. Brett Andrew Gordon faced Maroochydore Magistrates Court over the fraud charges following an extensive ASIC investigation. Gordon was previously the director of Refocus Financial Group ...

AFP charges early release scammers

ELIZABETH MCARTHUR  |  MONDAY, 10 AUG 2020
... maximum penalty for the offence is five years in prison. Another 41-year-old woman will appear in Pine Rivers Magistrates Court on September 2 and a 36-year-old woman is expected to appear in Southport Magistrates Court on September 4. They are both ...

Rio Tinto decision exposes limits of super engagement

ELIZABETH MCARTHUR  |  TUESDAY, 7 JUL 2020
... sacred site in the Northern Territory known as Two Women Sitting Down. OM Holdings was convicted by the Darwin Magistrates Court in 2013 over one count of desecrating a sacred site and one count of damaging a sacred site. The company was fined $150,000. ...

Former AMP, Synchron adviser charged

HARRISON WORLEY  |  FRIDAY, 21 FEB 2020
... the 11 years of Dick's alleged dishonest use of client's funds. The matter was brought before the Townsville Magistrates Court on February 10, where Dick was granted bail but order to surrender his passport. According to the ASIC Financial Adviser Register ...

Superannuation scammer to face court

KANIKA SOOD  |  THURSDAY, 16 JAN 2020
... to provide further funds to recoup their losses. He has been denied bail and is due to appear in the Adelaide Magistrates Court today. "Police Cybercrime Investigators urge those people wishing to invest their superannuation in investment schemes at ...

Perth adviser to face court

KANIKA SOOD  |  THURSDAY, 5 SEP 2019
... counts of stealing contrary to s378 of the WA Criminal Code 1913 (WA). He is due to appear at the Joondalup Magistrates Court on September 9. Separate to the incident, Platinum Perpetual Global Private Wealth Pty Ltd has asked the Australian Securities ...

Former adviser steals $5m from clients

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... close to $5 million in client funds. Former Adelaide financial adviser James Gibbs appeared before the Adelaide Magistrates Court last Friday charged with 28 dishonesty offences. He pleaded guilty to all of them. It is alleged that between 20 August ...

ASIC issues permanent ban for theft

JAMIE WILLIAMSON  |  THURSDAY, 9 AUG 2018
... investigation found he had misappropriated $3,133.36 in client funds. In February 2016, Jarman pleaded guilty in Cobram Magistrates Court to seven counts of theft. The thefts occurred between 2012 and 2015 while Jarman was insurance manager at Albury ...

Unlicensed financial services' provider convicted

EMMA RAPAPORT  |  WEDNESDAY, 3 MAY 2017
A Melbourne man has pleaded guilty in the Magistrates Court to one count of operating a financial services business without a licence. Grant Thorsby Ross (also known as David Thorsby Ross), the former sole director of both Motabank and Multimedia Marketing ...