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Showing 61 - 70 of 101 results for "Magistrates Court"

Unregistered MIS operator arrested

COMPANY RELEASE  |  THURSDAY, 5 NOV 2009
... Fuelbanc Scheme. The arrest follows an investigation by ASIC. McDougall was charged before the Maroochydore Magistrates Court with nine counts of dishonest use of his position as an officer of Fuelbanc. The Fuelbanc Scheme collapsed in August 2006 owing ...

Chartwell execs face criminal charges

ASIC RELEASE  |  WEDNESDAY, 12 AUG 2009
... arrested by Queensland Police and conveyed to the Brisbane Local Court where he was bailed to appear in the Geelong Magistrates Court on 11 September 2009. Graeme Hoy, a former director of Chartwell, was also criminally charged with 22 offences and summoned ...

Trustees must not be victimised: APRA

APRA RELEASE  |  THURSDAY, 6 AUG 2009
... members without any fear of reprisals from others with vested interests". APRA has alleged in the Redcliffe Magistrates Court in Queensland that former chief executive officer of the Queensland Retailers and Shopkeepers Association (QRTSA), Ian Frank ...

Charged for no AFSL

ASIC RELEASE  |  TUESDAY, 14 APR 2009
... Pirimona Shepherd, of Benowa Waters, and Stephen Ashley Sneddon, of Underwood, have appeared in the Southport Magistrates Court charged with offences under the Corporations Act 2001 (the Act). ASIC alleges, that between 13 October 2003 and 28 November ...

Tassie adviser banned

MICHAEL HOBBS  |  THURSDAY, 26 FEB 2009
... the regulator during an investigation. Financial adviser, Brendan Moore of New Town was convicted in Hobart Magistrates Court for making false statements under oath during examination by ASIC in 2007. Moore was then banned in August on the ground the ...

Mortgage broker faces trial on 21 charges

HAMISH MADDEN  |  THURSDAY, 8 MAR 2007
... obtained from clients. Former mortgage broker Michael Cay of Victoria was committed to trial by the Melbourne Magistrates Court after charges were brought on the back of an investigation by the Australian Securities and Investments Commission (ASIC). ...

Perth adviser faces jail over $1.5m fraud

HAMISH MADDEN  |  THURSDAY, 18 JAN 2007
... Australian Securities and Investments Commission (ASIC) brought the 12 new charges against Antonio Pisano in Perth Magistrates Court yesterday, adding to the 33 charges already laid against him in June and August 2006. ASIC alleges Pisano defrauded more ...

Company directors arrested on theft charges

HAMISH MADDEN  |  MONDAY, 18 DEC 2006
... two charges of dishonest conduct in relation to financial products. They were bailed to appear in Melbourne Magistrates Court on 19 December 2006. The court also ordered the pair to surrender their passports, avoid any points of international departure ...

Adviser faces charges of pilfering $1.3m

HAMISH MADDEN  |  FRIDAY, 6 OCT 2006
... faced court over the misappropriation of around $1.3 million of clients' money. Matthew Leech faced Bendigo Magistrates Court for 18 charges of theft and dishonesty brought about following an Australian Securities and Investments Commission (ASIC) investigation. ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
... Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared in the Melbourne Magistrates Court to answer fraud charges relating to unauthorised customer loans totally around $14.5 million. The pair have been charged ...