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Showing 21 - 30 of 101 results for "Magistrates Court"

Dealer group faces anti-hawking charges

JAMIE WILLIAMSON  |  TUESDAY, 22 MAR 2022
... and pushing them to roll over their super into a new product. National Advice Solutions appeared in Southport Magistrates Court in Queensland yesterday, charged with 11 counts of offering is issue or sell a financial product via unsolicited phone calls. ...

Former WA adviser charged with dishonest conduct

CHLOE WALKER  |  TUESDAY, 23 NOV 2021
... the appeal process is stayed, pending the outcome of the criminal proceedings. Fong appeared before the Perth Magistrates Court last Friday and was granted conditional bail. ASIC says the matter is being prosecuted by the Commonwealth Director of Public ...

Capstone drops jailed adviser

KARREN VERGARA  |  FRIDAY, 15 OCT 2021
... arrests. "The woman is negative, one is negative of the men and the other test is inconclusive," he said. The Perth Magistrates Court sentenced Babbage and his companion to be jailed for 10 months.

Former Vocus chair charged with insider trading

ANNABELLE DICKSON  |  WEDNESDAY, 15 SEP 2021
... ahead. Following an ASIC investigation, Vaughan Bowen was charged with two counts of insider trading in Melbourne Magistrates Court. Bowen disposed of 5.6 million shares in Vocus Group on 4 June 2019. ASIC alleges Bowen knew the EQT Infrastructure IV ...

Criminal charges in property investor collapse

ELIZABETH MCARTHUR  |  MONDAY, 13 SEP 2021
... week, Richard Marlborough, Colin MacVicar, David Domingo, Liam Young and John Ramsden appeared in the Brisbane Magistrates Court charged with criminal offences relating to the collapse of the Members Alliance and Benchmark group of companies in 2016 ...

Former adviser hit with criminal charges

KARREN VERGARA  |  MONDAY, 30 AUG 2021
... charged with breaching a financial services banning order on three occasions after appearing at the Brisbane Magistrates Court on August 27. ASIC banned Toledo from providing financial services for seven years in 2017 after he failed to act in the best ...

Fund manager hit with serious charges

KARREN VERGARA  |  FRIDAY, 21 MAY 2021
... slashes the managed funds application process to five minutes, FUND.ID Grofski appeared before the Brisbane Magistrates Court. She was released on bail and the matter adjourned to 16 July 2021.

Former Apogee adviser charged with deception

ANNABELLE DICKSON  |  TUESDAY, 2 MAR 2021
... authority in October 2017. The matter has been adjourned to a committal mention hearing on 21 April 2021 at the Magistrates Court in Victoria.

ATO begins stimulus fraud convictions

ELIZA BAVIN  |  THURSDAY, 25 FEB 2021
... stimulus measures in relation to COVID-19 with the first conviction. Raed Saleh was convicted in the Heidelberg Magistrates Court of three counts of making a false and misleading statement to the Commissioner of Taxation. The ATO said Saleh made the ...

Director charged with dishonest conduct

ANNABELLE DICKSON  |  FRIDAY, 4 DEC 2020
The Melbourne Magistrates Court has charged a man with seven counts of dishonest conduct following a referral from the Australian Securities and Investments Commission (ASIC). In addition to the seven counts, Mudasir Mohammed Naseeruddin as also charged ...