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Showing 1 - 10 of 2150 results for "Ltd"

WA director admits investor deception

VINNY VUCAGO  |  TUESDAY, 30 JUN 2026
... Court on June 26 and pleaded guilty to three charges of dishonestly using his position as director of Trent Bowden Trading Pty Ltd to gain an advantage for himself, contrary to section 184(2)(a) of the Corporations Act 2001. Each offence carries a maximum ...

ACCC approves Magellan, Barrenjoey merger

KARREN VERGARA  |  MONDAY, 15 JUN 2026
... the proposal at the annual general meeting on October 22. The company's name is set to change from Magellan Financial Group Ltd to Barrenjoey Group Limited. The ASX ticker code will also change from MFG to BJY. Magellan Investment Partners, the group's ...

ASIC bans former adviser Rhys Reilly for 10 years

KARREN VERGARA  |  MONDAY, 13 APR 2026
... authorised representative of InterPrac Financial Plannaing under the corporate authorised representative of Rhys Reilly Pty Ltd from 29 March 2017 to 20 May 2025. Between 21 May 2025 to 15 August 2025, he was authorised directly by InterPrac. On 5 March ...

Another former Venture Egg adviser slapped with four-year ban

MATTHEW WAI  |  TUESDAY, 31 MAR 2026
A Victorian financial adviser, who was supervised by Ferras Merhi of United Financial Advice and Ferras Merhi Pty Ltd (Venture Egg), has been banned for four years over inappropriate advice and deceptive conduct, including impersonating other advisers. ...

Brisbane financial adviser appears in court on dishonesty charges

RIDDHIMA TALWANI  |  TUESDAY, 10 MAR 2026
... Prakash is a director of Principal Financial Services, Self-Managed Super, Provest Enterprises, and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund. ASIC alleges Prakash engaged in unlicensed financial services related to securities ...

HMC Capital wholesale head exits for COO position

ELIZABETH FRY  |  THURSDAY, 29 JAN 2026
... affiliate boards, was a member of the Office of the Responsible Entity and sat on the ESG Steering Committee for Challenger Ltd. Earlier in his career, he worked in corporate finance at GPT Group and as an investment analyst at Perpetual, covering A-REITs ...

Aussie Olympian's brother pleads guilty for role in global scam

ELIZA BAVIN  |  WEDNESDAY, 28 JAN 2026
... suspected international scams that targeted Australian investors. "At the time of offending, Gunn was a director of Mormarkets Pty Ltd, a company that accepted deposits from Australians for cryptocurrency and other supposed investment opportunities," ...

Cordis AM winds up only fund

ELIZA BAVIN  |  THURSDAY, 15 JAN 2026
... for this niche product. It is an investment thesis we continue to believe in," Cartmill said. "Cordis Asset Management Pty Ltd will continue to operate with a view to explore other funds management and investment business options." The fund struggled ...

Sequoia shares dive nearly 50%

KARREN VERGARA  |  TUESDAY, 25 NOV 2025
... time prior to the market opening, Mr Crole alerted the company secretary and CFO, Ms Lizzie Tan, requesting Boardroom Pty Ltd contact the ASX to request a pause in trading so the board could request a trading halt then assess the notice and then make ...

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
Directors of Sheffield Insurance Pty Ltd (trading by the name of Sheffield Insurance Services), Phillip Bird and Daniel Holmes, have been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ...
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