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Showing 31 - 40 of 2150 results for "Ltd"

Insignia Financial books $185m loss, halts dividends

JAMIE WILLIAMSON  |  THURSDAY, 22 AUG 2024
... 6.1% in FY24, primarily because of the divestment of JANA in 1H23 and repricing of investor mandates and divestment of IOOF Ltd, it said. Net revenues in the platforms division rose 0.9%, also largely because of the higher average FUMA. Operating expenses ...

ASIC proposes cash equity clearing and settlement rules

ANDREW MCKEAN  |  TUESDAY, 30 JUL 2024
... share supervisory responsibilities for the four CS facilities in the ASX Group: two central counterparties - ASX Clear Pty Ltd and ASX Clear (Futures) Pty Ltd - and two securities settlement facilities - ASX Settlement Pty Ltd and Austraclear Limited ...

Rogue Sequoia shareholders slapped with orders

KARREN VERGARA  |  MONDAY, 15 JUL 2024
... the exercise of, and Sequoia must disregard, any voting rights in respect of 1,056,075 Sequoia shares held by Cojones Pty Ltd and 1,000,000 Sequoia shares held by Vonetta Pty Ltd..." This is six months after the date the orders were made in which 1,083,238 ...

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... function involved in the carrying on of a financial services business. ASIC found that he provided his employer, Cojag Pty Ltd, which trades as Horizon Financial Planners, with a fake Financial Adviser Exam certificate and told colleagues and clients ...

Sequoia chief learns his fate at EGM

ELIZA BAVIN  |  THURSDAY, 6 JUN 2024
... voting power in Sequoia. According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital were the other shareholders in Sequoia who were working in conjunction ...

Sequoia seeks Takeovers Panel intervention

KARREN VERGARA  |  FRIDAY, 17 MAY 2024
... voting power in Sequoia." According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital are the other shareholders in Sequoia who are working in conjunction ...

Brisbane financial adviser has assets frozen

ANDREW MCKEAN  |  FRIDAY, 10 MAY 2024
... companies. The corporate regulator is investigating Prakash and his "related companies" - Principal Financial Services Pty Ltd, Self-Managed Super Pty Ltd, Provest Enterprises, and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund - over ...

ASIC bans Queensland financial adviser

ELIZA BAVIN  |  WEDNESDAY, 20 MAR 2024
... between February 2021 and January 2023, while an authorised representative and responsible manager of Octillion Partner Pty Ltd, Rose recommended six self-managed superannuation fund (SMSF) clients to invest their superannuation in a financial product. ...

ETFs reigned supreme in 2023: Superhero

CHLOE WALKER  |  WEDNESDAY, 31 JAN 2024
... came to the states, Tasmania and the Northern Territory deviated slightly from the rest of the country, with Gold Hydrogen Ltd (GHY) and Core Lithium (CXO) taking pole position, respectively. "Younger investors may have a reputation as impulse-driven ...

ASIC investigates iExtend over possible unlicensed conduct

CHLOE WALKER  |  THURSDAY, 23 NOV 2023
... Company (iExtend) after investigating concerns that it was operating without an AFSL. The undertaking also relates to iExi Pty Ltd, which trades as iExtend. Documents show the investigation commenced in June last year after concerns were raised that ...