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Showing 1 - 10 of 691 results for "Lodge"

ASIC stalls Sequoia bid to ditch cross guarantee deed

KARREN VERGARA  |  MONDAY, 19 OCT 2026
ASIC is again putting up roadblocks to Sequoia Financial Group's attempt to revoke the deed of cross guarantee with InterPrac Financial Planning, asking more questions and requesting more information before the group rids itself of all liabilities arising ...

ASIC bans 14th adviser from MWL

MATTHEW WAI  |  MONDAY, 19 OCT 2026
ASIC has banned yet another former financial adviser from MWL Financial Services, bringing its total adviser bans - according to public records - to 14. ASIC has banned Pardeep Singh from providing financial services for four years, after finding he ...

Clime suspended from ASX for missing audit deadline

RIDDHIMA TALWANI  |  THURSDAY, 1 OCT 2026
Clime Investment Management has been suspended from the ASX after it missed the September 30 deadline to lodge its audited annual report. Trading in Clime will remain suspended until after the FY26 annual report is released on the ASX. "While this is ...

Metrics freezes redemptions behind listed funds as audit stalls

RIDDHIMA TALWANI  |  WEDNESDAY, 30 SEP 2026
Metrics Credit Partners has suspended redemptions in the unlisted wholesale funds that underpin its three ASX-listed strategies, according to an ASX statement by the funds' responsible entity. Media reports have named the MCP Wholesale Investments ...

RBA workers slam 'copy and paste' pay offer

VINNY VUCAGO  |  FRIDAY, 25 SEP 2026
Reserve Bank of Australia (RBA) workers have vowed to reject the central bank's pay offer for a second time after the Finance Sector Union (FSU) accused management of putting forward an unchanged proposal. The FSU said RBA staff had voted against a ...

ASIC zeroes in on recurring compliance breaches

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
ASIC has warned financial advice licensees to address lapses in reference checking, professional indemnity insurance and superannuation advice practices in an update released this week. The regulator has recently released new guidance for professional ...

Former Berndale director jailed for $700k in misused funds

VINNY VUCAGO  |  THURSDAY, 6 AUG 2026
... funds. Berndale was required under its Australian financial services licence to maintain minimum net tangible assets and lodge audited financial reports. However, the overseas accounts and funds referenced in those documents either did not exist or were ...

ASIC consults to improve flexibility around pre-IPO comms

RIDDHIMA TALWANI  |  WEDNESDAY, 5 AUG 2026
ASIC has released a proposal to provide companies greater flexibility when listing on the public market to publicise their upcoming initial public offering (IPO). Under existing laws, companies are generally prohibited from advertising or publicising ...

Advice complaints see biggest increase in FY26: AFCA

MATTHEW WAI  |  TUESDAY, 4 AUG 2026
Despite only accounting for less than 10% of the total complaints lodged, investment and advice complaints have seen the steepest increase in FY26, data from the Australian Financial Complaints Authority (AFCA) shows. AFCA received a record 119,949 ...

EQT AB lifts Perpetual bid to $22.50 a share

KARREN VERGARA  |  MONDAY, 27 JUL 2026
EQT AB has again upped its takeover bid for Perpetual, raising the offer price to $22.50. The private equity firm put in a revised offer price yesterday, which represents a 2% increase on the previous $22.07-per-share proposal announced in mid-July ...
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