Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 31 - 40 of 671 results for "Lodge"

ASX suffers another outage

ELIZA BAVIN  |  MONDAY, 1 DEC 2025
The ASX has confirmed it is investigating an issue which was impacting the publication of company announcements. The outage began at 8:59am AEDT, and some annoucements were being published as of 11:22am AEDT after the ASX implemented an initial remediation ...

FX coaching platform handed additional conditions over compliance failures

MATTHEW WAI  |  WEDNESDAY, 26 NOV 2025
... owner of Knowledge to Action and Capital Index. The additional licence conditions were imposed due to LTT's failure to lodge financial statements and audit reports between 2023 and 2024 within three months after the financial year-end, followed by ...

Two financial services directors fined $15k over reporting failures

MATTHEW WAI  |  TUESDAY, 25 NOV 2025
... Insurance Services), Phillip Bird and Daniel Holmes, have been convicted of two offences and fined $15,000 over failure to lodge financial statements and auditors' reports with ASIC for five years. They have each pleaded guilty to two charges of aiding ...

Estimated CSLR levy comes in at $127m for FY27

JAMIE WILLIAMSON  |  MONDAY, 17 NOV 2025
... 'counterfactual investment loss' occurred if a complaint is made against their financial adviser. If all 3000 investors were to lodge a complaint and were successful, this could total an additional $100 million to be paid out by the CSLR. "Without ...

Crown Wealth director banned for two years

KARREN VERGARA  |  THURSDAY, 30 OCT 2025
... obligation to report the misconduct to ASIC as a reportable situation within 30 days after becoming aware of it. Rodwell did not lodge a reportable situation with ASIC until six months after becoming aware of the issue nor take adequate steps to confirm ...

US pension funds move against James Hardie chair

ELIZA BAVIN  |  MONDAY, 27 OCT 2025
Three US pension funds have lodged proxy votes to remove Anne Lloyd as James Hardie chair at the company's AGM this week. This comes after James Hardie faced significant backlash over a $14 billion deal to acquire US-based Azek. A deal that was done ...

FEATURE: Fund admin | Tight Ship

KARREN VERGARA  |  FRIDAY, 24 OCT 2025
At any given opportunity, policymakers and industry leaders love to boast about Australia's 'world-class' $4.3 trillion superannuation system. While investments and performance have been impressive and the system has taken the pressure off the government ...

Complaints still too high: AFCA annual review

ANGELIQUE MINAS  |  THURSDAY, 23 OCT 2025
The Australian Financial Complaints Authority's (AFCA) annual review shows that in FY25, and for the second consecutive year, more than 100,000 complaints were lodged. In investments and advice, large scale collapses in the financial advice industry ...

Feature: Group insurance | Cold comfort

MATTHEW WAI  |  WEDNESDAY, 22 OCT 2025
For much of the past year or so, there has been a great deal of focus on the superannuation industry and its processing of insurance claims, largely owing to immense delays at some of the largest institutions. Stories have emerged of the likes of AustralianSuper ...

Adviser banned after $11.3m loss

ELIZA BAVIN  |  WEDNESDAY, 22 OCT 2025
ASIC confirmed it permanently banned WA-based adviser Noel Northcott in April, over concerns it had around Northcott's involvement in the Noon Investment Fund and the Quant Fund, after a ruling by Administrative Review Tribunal (ART) allowed the regulator ...