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Search ResultsShowing 1 - 10 of 26 results for "James Shipton"
ASIC slammed over SMSF data
ANNABELLE DICKSON  |  WEDNESDAY, 5 AUG 2020
... half of the max contribution to their super fund would be eaten up in fees and costs," Wilson said. ASIC chair James Shipton said he has been working with his colleagues in the last 24 hours to ensure the data on MoneySmart is up to date with the current ...
Industry super accused of misleading consumers
ELIZABETH MCARTHUR  |  THURSDAY, 16 JUL 2020
... super' when people Googled. You issued them a penalty totally $20,400, is that right?" Falinski said. ASIC chair James Shipton said he would have to take the question about BT's fine on notice. Falinski pushed ahead with the line of questioning ...
AMP advisers low priority for ASIC
ELIZABETH MCARTHUR  |  WEDNESDAY, 15 JUL 2020
... changes." At the Senate Parliamentary Joint Committee, Corporations and Financial Services O'Neil asked ASIC chair James Shipton why AMP's treatment of financial advisers was not a priority for the regulator. "We believe with the evidence before us that ...
Calls to investigate treatment of AMP advisers
ELIZABETH MCARTHUR  |  FRIDAY, 26 JUN 2020
... of its Buyer of Last Resort (BOLR) agreements. Labor senator for NSW Deborah O'Neill has written to ASIC chair James Shipton, urging him to investigate the AMP BOLR changes. Last year AMP made changes to its BOLR agreements, which guarantee the value ...
Renewed scrutiny for ME Bank
ELIZABETH MCARTHUR  |  TUESDAY, 2 JUN 2020
... hearing did not fully reflect the extent of ME Bank's communication with ASIC on the redraw issue," ASIC chair James Shipton said in a letter to Wilson. McPhee's statement before the committee noted that ME Bank notified ASIC of the redraw facility issue ...
916 advisers gone in three months, ASIC responds
ELIZABETH MCARTHUR  |  THURSDAY, 21 MAY 2020
ASIC chair James Shipton insists the regulator is concerned by the number of financial advisers leaving the industry and how COVID-19 could amplify the issue, as it is revealed almost 1000 left since the pandemic hit. The ASIC Financial Adviser Register ...
Major regulatory efforts delayed
HARRISON WORLEY  |  WEDNESDAY, 15 APR 2020
... the Australian financial services sector are under enormous strain due to the effects of COVID-19," ASIC chair James Shipton said. "We also acknowledge that they are taking special measures to support their customers who are adversely affected. We expect ...
Get on top of non-financial risk: ASIC
HARRISON WORLEY  |  WEDNESDAY, 2 OCT 2019
... effective manner," ASIC said. "Boards cannot afford to ignore the oversight of non-financial risks," ASIC chair James Shipton said. "As we have seen, all risk can have financial consequences. If not well managed, non-financial risks carry very real financial ...
ASIC prepares to be primary super conduct regulator
ELIZABETH MCARTHUR  |  THURSDAY, 12 SEP 2019
... court action ASIC has taken against Select AFSL, Dover and NAB as a result of the Royal Commission. ASIC chair James Shipton said: "As we have seen in recent weeks, a number of those referrals and case studies are before the courts, and we have more ...
Fairness key to meaningful change: Shipton
HARRISON WORLEY  |  MONDAY, 20 MAY 2019
... financial system to really improve, fairness needs to be embedded into financial institutions, according to ASIC chair James Shipton. Opening ASIC's annual forum in Sydney recently, Shipton said the concept of fairness needs to be embedded "into every ...
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