|Search Results||Showing 1 - 10 of 19 results for "James Shipton"|
|... effective manner," ASIC said. "Boards cannot afford to ignore the oversight of non-financial risks," ASIC chair James Shipton said. "As we have seen, all risk can have financial consequences. If not well managed, non-financial risks carry very real financial ...|
|... court action ASIC has taken against Select AFSL, Dover and NAB as a result of the Royal Commission. ASIC chair James Shipton said: "As we have seen in recent weeks, a number of those referrals and case studies are before the courts, and we have more ...|
|... financial system to really improve, fairness needs to be embedded into financial institutions, according to ASIC chair James Shipton. Opening ASIC's annual forum in Sydney recently, Shipton said the concept of fairness needs to be embedded "into every ...|
|... allegedly used to facilitate his dishonesty, paving the way for the charges to be laid. ASIC's action comes after chair James Shipton faced the Royal Commission last week in Sydney. During the hearing, Shipton said he was in favour of applying the Banking ...|
|ASIC chair James Shipton said he is in favour of applying the Banking Executive Accountability Regime to senior ASIC staff while being quizzed on the regulator's current governance. After telling Senior Counsel Assisting Rowena Orr that he believes ...|
|ASIC chair James Shipton has admitted the corporate regulator was too reliant on negotiating resolutions with financial services firms and flagged litigation could take precedence, the Royal Commission heard. Shipton told counsel assisting Rowena Orr ...|
|Highlighting the point ASIC chair James Shipton made about slow and delayed responses from Australia's financial institutions , a bank's financial advice subsidiary has sought an extension to complete a major report as part of its enforceable undertaking. ...|
|... experiencing deliberate delays from financial institutions in meeting reporting requirements. On Friday, ASIC chair James Shipton told the Parliamentary Joint Committee on Corporations and Financial Services that the regulator is still experiencing "slow ...|
|... recently given a $70 million funding boost and second deputy chair in Daniel Crennan. Together with ASIC chair James Shipton, Frydenberg said they are working on a turnaround strategy on enforcement and compliance. What is not clear from the report ...|
|... legislation, the premise is more likely to be that the conduct will be harmful to the economy generally." ASIC chair James Shipton responded to the interim report in a statement stating ASIC welcomed the report and acknowledged the Commission's work ...|
The executive manager of operations at a $17 billion industry superannuation fund resigned recently, with a replacement yet to be appointed.
Clime Investment Management has partnered with Sequoia to launch a new fund that aims to provide a yearly income of 8%.
A three-day trial has been scheduled for the landmark case brought against Rest by member Mark McVeigh.
A retail superannuation fund has dropped the investment fees on three options by 10 bps to 19 bps, with its chair saying the cuts will help it be more competitive.
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