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|Search Results||Showing 1 - 10 of 26 results for "James Shipton"|
|... half of the max contribution to their super fund would be eaten up in fees and costs," Wilson said. ASIC chair James Shipton said he has been working with his colleagues in the last 24 hours to ensure the data on MoneySmart is up to date with the current ...|
|... super' when people Googled. You issued them a penalty totally $20,400, is that right?" Falinski said. ASIC chair James Shipton said he would have to take the question about BT's fine on notice. Falinski pushed ahead with the line of questioning ...|
|... changes." At the Senate Parliamentary Joint Committee, Corporations and Financial Services O'Neil asked ASIC chair James Shipton why AMP's treatment of financial advisers was not a priority for the regulator. "We believe with the evidence before us that ...|
|... of its Buyer of Last Resort (BOLR) agreements. Labor senator for NSW Deborah O'Neill has written to ASIC chair James Shipton, urging him to investigate the AMP BOLR changes. Last year AMP made changes to its BOLR agreements, which guarantee the value ...|
|... hearing did not fully reflect the extent of ME Bank's communication with ASIC on the redraw issue," ASIC chair James Shipton said in a letter to Wilson. McPhee's statement before the committee noted that ME Bank notified ASIC of the redraw facility issue ...|
|ASIC chair James Shipton insists the regulator is concerned by the number of financial advisers leaving the industry and how COVID-19 could amplify the issue, as it is revealed almost 1000 left since the pandemic hit. The ASIC Financial Adviser Register ...|
|... the Australian financial services sector are under enormous strain due to the effects of COVID-19," ASIC chair James Shipton said. "We also acknowledge that they are taking special measures to support their customers who are adversely affected. We expect ...|
|... effective manner," ASIC said. "Boards cannot afford to ignore the oversight of non-financial risks," ASIC chair James Shipton said. "As we have seen, all risk can have financial consequences. If not well managed, non-financial risks carry very real financial ...|
|... court action ASIC has taken against Select AFSL, Dover and NAB as a result of the Royal Commission. ASIC chair James Shipton said: "As we have seen in recent weeks, a number of those referrals and case studies are before the courts, and we have more ...|
|... financial system to really improve, fairness needs to be embedded into financial institutions, according to ASIC chair James Shipton. Opening ASIC's annual forum in Sydney recently, Shipton said the concept of fairness needs to be embedded "into every ...|
Schroders has hired from RBC to appoint a head of private debt for Australia, as it builds out a private assets offering for local investors.
The administrator appointed to embattled investment group iProsperity, Cor Cordis, has released a damning creditors' report which includes accusations of Ponzi scheme style payments.
Reserve Bank of Australia governor Philip Lowe said the legislated increase to the superannuation guarantee will impact wage growth and the government will need to weigh up the impacts of that.
National Australia Bank has reported a 7% fall in cash earnings to $1.55 billion for the third quarter, as the bank confirms it is still "actively exploring" options for the sale of its wealth management business.
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