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Showing 1 - 6 of 6 results for "Former Australian Securities"

Industry veterans launch dealer group

ALLY SELBY  |  MONDAY, 17 AUG 2020
... to day running of the dealer group. It has also partnered with SMART Compliance, the brainchild of former Australian Securities Commission investigator Brett Walker (who also sits on the dealer group's investment committee). The group is still actively ...

Lawyer exposes ASIC favours to big players

LAURA MILLAN  |  THURSDAY, 3 APR 2014
Former Australian Securities and Investments Commission (ASIC) lawyer James Wheeldon has revealed the regulator gave favourable treatment to the big end of the market. Wheeldon appeared yesterday at a public hearing of the Senate inquiry into the performance ...

Kathryn Greiner appointed chair-elect of the FPA

... November." Greiner's appointment follows a number of internal appointments at the FPA, the latest being former Australian Securities and Investments Commission (ASIC) and Australian Competition and Consumer Commission staffer Paul Shevtzoff. Shevtzoff ...

ICA appoints David Knott to review submissions on draft code

AAP  |  MONDAY, 19 JUL 2004
The Insurance Council of Australia (ICA) on Friday said it had appointed the former Australian Securities and Investments Commission (ASIC) chairman, David Knott, to independently review public submissions on the industry\'s new draft code of practice. ...

Former ASIC chair joins leading law firm

AAP  |  FRIDAY, 16 JAN 2004
Former Australian Securities and Investment Commission (ASIC) chairman David Knott has joined law firm Allens Arthur Robinson (ARR) as a special adviser. ARR said Mr Knott would assist the firm\'s legal teams in advising clients on regulatory, corporate ...

ASIC announces probe into Offset Alpine Printing

... ASIC chairman, said the team would focus on the veracity of information previously provided to the former Australian Securities Commission and the Federal Court in connection with the beneficial ownership of the shares. 'If it is demonstrated that any ...
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