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|Search Results||Showing 1 - 10 of 82 results for "Financial Ombudsman Service"|
|... Conduct Committee, was a member of the Financial Planning Advisory Committee to the board of the Financial Ombudsman service, and also served as the governor and secretary of the Institute of Internal Auditors. Countplus sold its financial advisory business ...|
|... November 2018, the authority replaced three pre-existing external dispute resolution schemes: the Financial Ombudsman Service, the Credit and Investments Ombudsman, and the Superannuation Complaints Tribunal. As of June, AFCA has helped launch more than ...|
|... membership and therefore may be in breach of their licence applications. Those previous schemes were the Financial Ombudsman Service, Credit and Investments Ombudsman and Superannuation Complaints Tribunal. ASIC intervened with these potentially non-compliant ...|
|... the current AFCA scheme. "However, there will also be many matters that were never lodged with the Financial Ombudsman Service, the Credit and Investments Ombudsman or the Superannuation Complaints Tribunal that may now be brought to us," Locke added. ...|
|... operating in November last year, taking over the external dispute resolution previously handled by the Financial Ombudsman Service, the Credit and Investments Ombudsman and Superannuation Complaints Tribunal.|
|... inception, and was appointed to the board after spending four years as a director of its predecessor, the Financial Ombudsman Service (FOS). Previously, Freeman spent more than a year as a director of the Australian Competition and Consumer Commission ...|
|... business who remain unpaid over dispute resolution determinations made by legacy mechanisms such as the Financial Ombudsman Service. The Financial Services Reform Implementation Taskforce set up within Treasury to carry out the Government's responses ...|
|... complaint in November 2017. The CRC found Bainbridge fabricated documents issued from her practice to the Financial Ombudsman Service in response to the client complaint. Despite not actually fabricating the documents, Bainbridge accepted responsibility ...|
|... (-0.7%). CommInsure said in the Royal Commission round examining life insurance that it misled the Financial Ombudsman Service that was helping resolve a claimant's dispute by deliberately withholding medical information and delaying the process. ...|
|... be when their financial disputes are not fairly resolved. On 1 November 2018 , AFCA replaced the Financial Ombudsman Service, the Credit and Investments Ombudsman and the Superannuation Complaints Tribunal as the one-stop-shop for financial dispute r ...|
There is a good chance the planned superannuation guarantee increase to 12% will be deferred again as the nation continues to struggle with the effects of COVID-19, according to Mercer senior partner David Knox.
BetaShares' ETF that tracks crude oil futures is once again changing the length of contracts it tracks and is taking extra measures to automatically convert the ETF to all cash if oil futures drop significantly again.
The global fund manager saw its profits tumble 196% following net outflows of close to $19 billion in the first half of this year, resulting in heavy hits to fee and commission income.
Chi-X TraCRs and funds will now be offered on a $1.9 billion privately owned wealth management platform, granting financial advisers and their clients access to some of the world's biggest listed companies.
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