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Search ResultsShowing 1 - 10 of 47 results for "Downing Centre Local Court"
Grow Super founder sentenced in betting scandal
ELIZABETH MCARTHUR  |  THURSDAY, 15 OCT 2020
... pleading guilty to gambling with insider information. Appearing yesterday, Joshua Wilson was sentenced in Downing Centre Local Court to 18 months good behaviour. He was not fined or given a custodial sentence, instead released on the condition that he ...
Grow Super founder pleads guilty
ELIZABETH MCARTHUR  |  FRIDAY, 18 SEP 2020
... charged with using insider information to bet on the 2019 Dally M Awards. They both plead guilty at Downing Centre Local Court today. Alongside his role at Grow, Wilson was chief executive and founder of start-up sports technology company StatEdge and ...
Pershing convicted for client breaches
ANNABELLE DICKSON  |  THURSDAY, 6 AUG 2020
... prosecuted over breaching client money obligations. The BNY Mellon subsidiary pleaded guilty in Sydney's Downing Centre Local Court and was ordered to pay a $40,000 penalty. ASIC alleged that the company failed to comply with client money obligations ...
Sam Henderson in court over phantom degree
KANIKA SOOD  |  WEDNESDAY, 10 JUN 2020
... that he held a Master of Commerce (Financial Planning)," ASIC said. The charges were mentioned at the Downing Centre Local Court yesterday. Henderson did not enter a guilty plea and the matter will be next heard on August 4. The Commonwealth Director ...
AFSL pleads guilty to mishandling client money
KANIKA SOOD  |  THURSDAY, 7 MAY 2020
... monies, and has pleaded guilty. Pershing Securities Australia Pty Ltd (PSAL) pleaded guilty at the Downing Centre Local Court in Sydney to mishandling client monies after ASIC laid charges following an investigation. Pershing now faces a sentencing on ...
CommInsure cops $700k hawking fine
HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
... penalty would have been $10,962,000. In handing down her sentence, Magistrate Atkinson of Sydney's Downing Centre Local Court said there was a "significant need for deterrence" and added those who market and sell insurance products "must ensure that ...
ASIC drags former adviser to court
HARRISON WORLEY  |  THURSDAY, 17 OCT 2019
... $1.865 million. The court adjourned the matter until December 17, when it will then be mentioned in the Downing Centre Local Court in Sydney. In January the Federal Court slammed Miller with a 25-year ban for advising SMSFs and other CFS Private Wealth ...
CommInsure charged over hawking
HARRISON WORLEY  |  FRIDAY, 4 OCT 2019
... breaches of anti-hawking provisions to ASIC." The case will be first mentioned on November 19 at the Downing Centre Local Court in Sydney. CommInsure was recently sold to Hong Kong-based insurance giant AIA, though delays in the deal's completion ...
ASIC bans adviser over super theft
ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... lodged by liquidators to make its decision to ban McSweeny. In December last year, McSweeny appeared in Downing Centre Local Court in Sydney facing 20 charges related to conduct while he was director of one of the 14 companies, Wealth Achievers. It was ...
Former adviser charged over super theft
JAMIE WILLIAMSON  |  WEDNESDAY, 19 DEC 2018
... offences after stealing clients' superannuation savings for his own use. Daniel McSweeny appeared in Downing Centre Local Court in Sydney this week facing 20 charges relating to dishonest conduct while he was director of Wealth Achievers. It is alleged ...
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