Search Results | Showing 41 - 50 of 65 results for "Downing Centre Local Court" |
| | ... this week following an ASIC investigation. James Patrick Hobson, a senior financial adviser, faced Downing Centre Local Court for allegations that he defrauded four clients of more than $300,000 and attempted to defraud one of $120,000, over a five month ... |
| | | ... $220,000 fine or both, for each charge. Donald was legally represented but unable to attend Sydney's Downing Centre Local Court on Tuesday, 27 September 2011 when the matter was mentioned. The matter was adjourned until 25 October 2011. Donald is not ... |
| | | ... financial services for life in December 2009 after investigating. Brown appeared on Tuesday in the Downing Centre Local Court where he pleaded guilty and was granted conditional bail, ASIC said. He will be sentenced on May 20. It has been a busy week ... |
| | | ... valued then at $426 million. In December last year Richards plead guilty to the same charges in Sydney's Downing Centre local court. Richard, a Canadian national, is currently on bail. |
| | | ... and admitted a third charge of making false statements in relation to financial products, in Sydney's Downing Centre Local Court yesterday. ASIC alleged, among other things, that Richard was involved in causing the Astarra Strategic Fund and the Astarra ... |
| | | ... fair view of the financial position", when it wasn't the case. The matter is expected to return to Downing Centre Local Court next month. |
| | | ... following two criminal charges brought by ASIC. Rundle, of Perth, Western Australia, appeared in the Downing Centre Local Court, Sydney, yesterday in relation to two criminal charges brought by the Australian Securities and Investments Commission (ASIC). ... |
| | | Sonatane Haitoni Hafoka of Shalvey, New South Wales, has faced the Downing Centre Local Court on charges of aiding and abetting the trustee of a dishonest self-managed super fund. Hafoka was brought by ASIC under the Superannuation Industry (Supervision) ... |
| | | ... funds and pocketed $685,000 in commissions. Little, of Castlecrag, New South Wales, appeared in the Downing Centre Local Court after being charged under sections 62 and 202 of the SIS Act. ASIC found he had failed to ensure a self-managed superannuation ... |
| | | ... superannuation fund under the Superannuation Industry (Supervision) Act 1993 Act. The matter returns to the Downing Centre Local Court on 19 August 2008. |
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