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Showing 1 - 5 of 5 results for "BaFin"

Adam Willis joins DWS distribution team

ANDREW MCKEAN  |  TUESDAY, 23 AUG 2022
... followed a raid on DWS and Deutsche Bank's offices in Frankfurt by German police and members of the German regulator, BaFin. Stefan Hoops has since stepped into the role of chief executive and last week fired back at critical reporting of the investment ...

DWS chief resigns amid greenwashing claims

JAMIE WILLIAMSON  |  THURSDAY, 2 JUN 2022
... announcement followed a raid on DWS and Deutsche Bank's offices in Frankfurt by German police and members of the German regulator, BaFin. The raid was conducted as part of an ongoing investigation into allegations of greenwashing by the group's former ...

Deutsche Bank, DWS raided over greenwashing

JAMIE WILLIAMSON  |  WEDNESDAY, 1 JUN 2022
... part of an ongoing investigation into allegations of extensive greenwashing. The investigation by the German regulator, BaFin, aligns to that of the US Securities and Exchange Commission which was launched following allegations from DWS's former group ...

Nein to naked shorts

BENJAMIN ONG  |  WEDNESDAY, 19 MAY 2010
... be banned in Germany when their clocks strike midnight tonight -- and there it will remain till 31 March 2011. Germany's BaFin financial services regulator announced that it would ban naked short selling of credit default swaps of Eurozone bonds and ...

Phoenix won't rise from $1b fraud

... and individuals draws to a close next month, two years after the fraud was uncovered. In March 2005, the German regulator BaFin shut down the operations of the Frankfurt-based derivatives trader on suspicion that they were running a version of a pyramid ...
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