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Showing 1 - 10 of 26 results for "Acting Director"

NZ Super extends Movac relationship with $35m investment

MATTHEW WAI  |  TUESDAY, 23 JUN 2026
... investment locked in and look forward to announcing details when we're able to." Meanwhile, Guardians of NZ Super acting director of private equity Rishab Sethi said the two organisations had built a "close and highly effective" working relationship. ...

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... implicate the transparency and the integrity of the markets and their participants, like the firms at issue here," the acting director of the SEC's Division of Enforcement Sanjay Wadhwa said. "In today's actions, while holding firms responsible ...

Former Western AM investment chief charged for 'cherry-picking'

MATTHEW WAI  |  TUESDAY, 26 NOV 2024
... Attorney's Office for the Southern District of New York has also announced charges against the former investment chief. Acting director of the SEC's division of enforcement Sanjay Wadhwa said Leech's allegedly fraudulent conduct was a "shocking betrayal" ...

Invesco Advisers pays $26m over false ESG claims

JAMIE WILLIAMSON  |  MONDAY, 11 NOV 2024
... of company-wide assets were ESG integrated. But saying it doesn't make it so," said SEC Division of Enforcement acting director Sanjay Wadhwa said. "Companies should be straightforward with their clients and investors rather than seeking to capitalise ...

JP Morgan subsidiaries fined $230m by regulator

JAMIE WILLIAMSON  |  FRIDAY, 1 NOV 2024
... various laws designed to protect investors from the risks of self-dealing and conflicts of interest," Sanjay Wadhwa, acting director of the SEC's Division of Enforcement, said. "With today's settlements, which include multiple self-reports and large ...

Final QAR reforms open door to super funds

CASSANDRA BALDINI  |  THURSDAY, 7 DEC 2023
... which have riddled the financial advice sector. Australians deserve independent and high-quality advice," SCA acting director Gerard Brody said. As part of the reforms, a new class of financial advisers will be introduced to enhance the accessibility ...

Regulator frets over SPAC boom

ELIZABETH MCARTHUR  |  FRIDAY, 16 APR 2021
... around the rapid growth of Special Purpose Acquisition Companies (SPACs). US Securities and Exchange Commission acting director for the division of corporate finance John Coates said there are concerns around fees, conflicts, sponsor compensation, celebrity ...

Cbus adds to leadership

ANNABELLE DICKSON  |  TUESDAY, 11 AUG 2020
... channels, schools, church and community partnerships. She has also previously worked at Bupa Australia where she was acting director of customer service, responsible for leading the transformation of service experiences delivering long term sustainable ...

MySuper not the only problem: AIST

HARRISON WORLEY  |  THURSDAY, 26 SEP 2019
... research which showed more than 170,000 people were placed in a poor performing super product in 2017-18. SCA acting director Xavier O'Halloran yesterday said more than 176,000 new accounts were created for MySuper products in the bottom quartile for ...

Super Consumers Australia launches, slams MySuper products

KRISTI CHENG  |  WEDNESDAY, 25 SEP 2019
... of thousands of new members each year through a badly designed default system," said Super Consumers Australia acting director Xavier O'Halloran. He said the superannuation system is an "unlucky lottery" for too many Australians, a situation exacerbated ...
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