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Showing 1 - 10 of 27 results for "AFS Group"

ASIC bans adviser over super theft

ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... directed an employee to construct a back-dated Statement of Advice which was presented to his licensee, the now defunct AFS Group, in order to attempt to defend a complaint that was being investigated. It was reported some of McSweeny's clients lost ...

Former adviser charged over super theft

JAMIE WILLIAMSON  |  WEDNESDAY, 19 DEC 2018
... directed an employee to construct a back-dated Statement of Advice which was presented to his licensee, the now-defunct AFS Group, in defence of a client complaint that was being investigated. The matter has been adjourned until 12 March 2019. Wealth ...

AFS advisers question payment model

LAURA MILLAN  |  FRIDAY, 16 AUG 2013
Former AFS Group advisers are questioning the method through which advisers get paid after a Court ruling has made it unlikely that they will receive the money they are owed by the dealer group. In the financial advice space, dealer groups usually set ...

AFS advisers denied access to brokerage account

LAURA MILLAN  |  WEDNESDAY, 14 AUG 2013
... some of the money owed to advisers. The account holds about $1.9 million coming from commissions and fees generated by AFS Group advisers and authorised representatives. AFS Group was placed into voluntary liquidation last May after a creditors' meeting ...

AFS goes into liquidation

LAURA MILLAN  |  FRIDAY, 31 MAY 2013
... Investments Commission (ASIC). The resolution to wind up the company was made yesterday by creditors. At the same time AFS Group's administrators Rachel Burdett-Baker and Luke Targett were appointed as liquidators. The meeting of creditors was held on ...

BDO appointed administrator of the AFS Group

LAURA MILLAN  |  WEDNESDAY, 24 APR 2013
... administrator told Financial Standard. Rachel Burdett-Baker and Luke Targett are the designated administrators of the AFS Group companies, including AFS Group Limited, Australian Financial Services Limited, MDA Private and Strategy Portfolio Limited. ...

AFS appoints regional manager

LINDA HAUSKEN  |  MONDAY, 2 JUL 2012
... Group has named Danielle Nugent as the adviser group's regional manager for Victoria and Tasmania. Prior to joining AFS Group, Nugent was a consulting partner with The Strategic Thought Consultancy - an executive coaching organisation that assists SMEs ...

AFS board votes no confidence in Daly

BEN COLLINS  |  TUESDAY, 22 MAY 2012
... Daly's contribution to the dealer group and wished him every success in his future endeavors. Stephen also confirmed that AFS group director Phil Burke will be the dealer group's acting chief executive until an appointment is confirmed, as Daly's departure ...

AFS acquires QLD planning practice

ELISE BURGESS  |  WEDNESDAY, 7 DEC 2011
... expand the Group's presence in Queensland. Already integrated into the Australian Financial Services Group Limited (AFS Group), the Alps Network team, including principals Peter Larkin and Lance Meikle, has adopted AFS's processes. Peter Daly, AFS chief ...

AFS prepares for FOFA with new hire

RACHEL DAVIS  |  THURSDAY, 8 SEP 2011
... appointed a regional manager for NSW & ACT who will also lead their FOFA ready program. Australian Financial Services Group (AFS Group) has appointed Richard Liverpool to the position of regional manager for NSW & ACT. Liverpool will have the dual responsibility ...
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