Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 81 - 88 of 88 results for "AAT"

APRA got it wrong on AXA: AAT

ALEX DUNNIN AND AAP  |  THURSDAY, 24 AUG 2006
The Administrative Appeals Tribunal (AAT) has set aside the Australian Prudential Regulatory Authority's (APRA) disqualifications of seven directors of the former trustee of the AXA Australia Staff Superannuation Plan. A statement released by APRA said ...

AXA's Andy Penn fights APRA ban

... Allert against the regulator's decision. The initial hearing for Penn's application with the Administrative Appeals Tribunal (AAT) to overturn the disqualification order is unlikely to begin until later this year. The case, to an extent at least, bears ...

Disqualified super trustee upheld

The Administrative Appeals Tribunal (AAT) has upheld a decision by the Australian Prudential and Regulatory Authority (APRA) to disqualify John Preuss from acting as a superannuation trustee. AAT also agreed with the regulatory authority that it was ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

... has also lodged an appeal with the Federal Court in Sydney regarding the decision of the Administrative Appeals Tribunal (AAT) to reinstate the securities dealers' licences of Chapel Road Pty Ltd. The Appeal has been listed for a Directions Hearing before ...

AAT requests ASIC reinstate securities dealers' licences

The Administrative Appeals Tribunal (AAT) has upheld an appeal by Chapel Road Pty Ltd and required that the Australian Securities and Investments Commission (ASIC) reinstate its securities dealers' licences. The AAT has ordered the reinstatement of ...

Saxby Bridge wins reprieve, Braysich ban lifted

The Administrative Appeals Tribunal (AAT) has upheld an appeal by Sydney's Saxby Bridge Financial Planning and ABS Securities to request that the Australian Securities and Investments Commission (ASIC) reinstate its securities dealers' licences, albeit ...

Life ban upheld for former Feldworth investment adviser

The Administrative Appeals Tribunal (AAT) has upheld the permanent ban of Hans Felden, formerly of Feldworth Financial Services, from acting as an investment adviser or securities dealer, the Australian Securities and Investments Commission (ASIC) said ...

Five-year ban for securities adviser

John Fernando The Administrative Appeals Tribunal (AAT) has upheld a decision of the Australian Securities and Investments Commission (ASIC) to ban Jan Jungstedt, a former securities representative of Epic Securities, for five years on charges that ...