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Showing 981 - 990 of 1623 results for "Review of"

NZ looks to Trowbridge for life reforms

ALEX BURKE  |  TUESDAY, 28 JUL 2015
... It will make recommendations in response to New Zealand's Ministry of Business Innovation and Employment's upcoming review of the country's Financial Advisers Act. "We expect the MJW independent report will identify possible solutions for these issues," ...

Industry giants ramp up adviser ethics training

LAURA MILLAN  |  TUESDAY, 28 JUL 2015
... John Neil told Financial Standard. He said that the program was set up "following the Parliamentary Joint Commission review of financial advice, which included a range of recommendations such as lifting the education standards for advisers and increasing ...

Shares increasingly popular for Gen Y

DARREN SNYDER  |  TUESDAY, 28 JUL 2015
... quarter of 25 to 34-year-olds directly own shares according to the company's latest analysis. CommSec has undertaken a review of share trading and economic developments in Australia over the last two decades, finding investors are entering the sharemarket ...

Government to review ASIC

ALEX BURKE  |  FRIDAY, 24 JUL 2015
The Government has announced it will commission a capability review of ASIC. The goal of the review is to, in Assistant Treasurer Josh Frydenberg's words, "ensure that ASIC has the appropriate governance, capabilities and systems to meet [its] objectives ...

Macquarie pays $11m advice compensation so far

LAURA MILLAN  |  THURSDAY, 23 JUL 2015
... public by the group prior to the annual general meeting today reveal that, to 30 June 2015, Macquarie had initiated the review of 648 cases, 74 of which (11.4%) were eligible for total compensation of $5.6 million. The group received 830 additional complaints ...

Banks need to increase capital ratios: APRA

DARREN SNYDER  |  MONDAY, 13 JUL 2015
... taking into account the results of this study, changes arising from the Basel Committee on Banking Supervision's current review of the global capital adequacy framework, and the extent of further strengthening in the capital ratios of peer international ...

Claims of wrongdoing have no basis: IOOF

DARREN SNYDER  |  TUESDAY, 7 JUL 2015
... allegations which declared "no evidence of front-running" according to Kelaher. PwC has been commissioned again for a review of IOOF's advice research division following allegations of wrongdoing largely made public by Fairfax. Kelaher said he was concerned ...

ASIC bans Provident Capital director

STAFF WRITER  |  MONDAY, 6 JUL 2015
... investigation into Provident Capital continues and Sweeney has the right to appeal to the Administrative Appeals Tribunal for a review of the decision.

ASIC reviews One Big Switch, bans adviser

DARREN SNYDER  |  TUESDAY, 30 JUN 2015
... licence. Following ASIC concerns, the company applied for an AFS licence. Kemp Strang Lawyers will undertake a further review of One Big Switch and report to ASIC by the end of September 2015. In a separate matter, ASIC has permanently banned a Brisbane ...

Industry super warns against uniform laws

AAP  |  FRIDAY, 26 JUN 2015
... expected to be brought to parliament in August, following consultation. The move is in line with the 2010 Jeremy Cooper review of the system but doesn't go as far as the David Murray review, which sought a majority of independent trustees.