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Showing 991 - 1000 of 1622 results for "Review of"

PwC to review IOOF advice research division

LAURA MILLAN  |  WEDNESDAY, 24 JUN 2015
IOOF has commissioned PwC to conduct a review of its advice research division following media reports of misconduct such as insider trading and front running. Group head of research and portfolio construction Matthew Drennan "is currently reviewing ...

ASIC silent on IOOF investigation

LAURA MILLAN  |  MONDAY, 22 JUN 2015
... the time; this includes, where relevant, thorough internal and board review, notifying industry regulators, ongoing review of compliance measures and controls, employee education and independent investigations," the statement said. "Most of the claims ...

ASIC bans Macquarie representative

DARREN SNYDER  |  TUESDAY, 26 MAY 2015
... appropriately representing their interests. O'Malley has a right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. His conduct was reported to ASIC by MEL.

NAS renews custody contract with CareSuper

LAURA MILLAN  |  MONDAY, 25 MAY 2015
... executive Julie Lander sad: "We are pleased to reappoint NAB Asset Servicing as the Fund's custodian after a thorough review of the custody market." NAS is the largest custodian in the Australian market with $692 billion in assets under custody. It is ...

NAB upgrades advice compensation program

LAURA MILLAN  |  THURSDAY, 21 MAY 2015
... you say it is small and isolated, but you are asking us to have faith in your system. Why not conduct an independent review of those files that are affected and allow us some confidence?" At the time, Thorburn argued that NAB's compensation process had ...

Cbus faces serious industry problems with super payments

DARREN SNYDER  |  MONDAY, 11 MAY 2015
An independent governance review of Cbus found the construction industry faces a serious problem with employers regularly gaming the system and not meeting their superannuation payment obligations. The recent review was commissioned by the industry ...

SSgA appointed to rebuild Findex investment strategy

LAURA MILLAN  |  MONDAY, 11 MAY 2015
State Street Global Advisors (SSGA) will conduct a review of Findex's investment strategy and research approach, following the group's acquisition of Crowe Horwath. SSGA will be in charge of streamlining Findex's business structure and operating model ...

CSRI identifies super flaws

ALEX BURKE  |  MONDAY, 4 MAY 2015
... "identified as a priority policies that compel people to use their super for retirement incomes, including a thorough review of the pension means test." CSRI executive director and principal of superannuation policy and research at the University of ...

ASIC bans incompetent adviser

MARK SMITH  |  THURSDAY, 30 APR 2015
... is in the best interests of the client." Prasad has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. In 2013, ASIC imposed licence conditions on Lionsgate due to concerns that it was not complying with its general ...

BetaShares US equity ETF rated

MARK SMITH  |  TUESDAY, 28 APR 2015
... market capitalisation, and include the largest 1,000 securities by 'fundamental value' amongst US-listed stocks. In its review of the fund, Lonsec noted that the underlying index tracked by the fund has a long track record of outperformance when compared ...