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| | | ... Awards recognise individuals and teams excelling in the fields of marketing, sales, and advertising on behalf of financial services businesses. Now in their 30 th year, the MAX Awards received more than 200 nominations across 22 categories, including ... |
| | | | Fortnum Private Wealth and its newly acquired advice business Professional Financial Services (PFS) will operate under a newly launched parent company brand, Entireti. Last November, AZ NGA-backed Fortnum and Nestworth Financial Strategists (formerly ... |
| | | | ... that protect their customers. Macquarie fell short of its obligation to do all things necessary to provide its financial services efficiently, honestly and fairly and as a result it has become liable for a substantial penalty." Between October 2016 and ... |
| | | | ... and Blunt bring a background in relationship and account management, having held senior positions in marquee financial services firms. Roberts has over 20 years of experience in the financial services industry, with a strong background in managing third-party ... |
| | | | ... under management, has appointed a regional operating chief who will relocate to Sydney from the London office. Financial services and operations professional Tim Chamberlain is the new Asia Pacific regional chief operating officer, effective next month. ... |
| | | | ... AFS banned/disqualification, enforceable undertaking, disqualified person, credit banned/disqualification, Financial Services Credit Panel (FSCP) action, and SMSF auditor disqualification. The advice sector continues to consolidate. AZ NGA-backed advice ... |
| | | | ... by failing to comply with its compliance policies and causing it to breach its obligations as an Australian financial services (AFS) licensee which jeopardised its interests. Blumenthal also breached his duties as a director of Creso by paying Tyson ... |
| | | | ... product, which offers online tools and calculators to credit unions, banks, lending institutions, and other financial services organisations. GBST also renewed a five-year contract with an Australian Tier 1 financial services organisation for its wealth ... |
| | | | The financial services industry has paid tribute to Wayne McGauley who passed away over the weekend. Most recently the head of distribution at Wheelhouse Partners, McGauley had a long and successful career in the financial services industry spanning ... |
| | | | ... retiring at the end of July 2024. Mullaly has held executive roles at ASIC for the last 12 years, leading the financial services enforcement team for 11 years and, for the last year, enforcement, and compliance team. "Tim has for many years played a ... |
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