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Showing 71 - 80 of 174 results for "Commonwealth Director of Public Prosecutions"

Forgery sees former NAB adviser sentenced

JAMIE WILLIAMSON  |  FRIDAY, 27 OCT 2017
... Thompson to the regulator and fully supported its investigations, cooperating with the Commonwealth Director of Public Prosecutions.

ASIC advances towards telecommunication intercept powers

EMMA RAPAPORT  |  FRIDAY, 21 JUL 2017
... members of Treasury, ASIC, the Attorney-General's Department and the office of the Commonwealth Director of Public Prosecutions, as well as representatives from industry bodies, consumer groups and academia.

Adviser contravenes FoFA obligations

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
... services business without as AFSL license. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. On Friday, ASIC released a report on how large financial advice firms have addressed serious conduct, compliance and customer ...

Fraudulent adviser faces court

JAMIE WILLIAMSON  |  WEDNESDAY, 28 SEP 2016
... for an adjournment to obtain legal advice. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. ASIC accepted an enforceable undertaking from Nakhl in November 2013 that permanently bans him from providing financial services ...

Former Wickham CEO pleads guilty to fraud

MARK SMITH  |  FRIDAY, 15 JUL 2016
... been listed for trial commencing 22 August 2016 but this has now been vacated. The Commonwealth Director of Public Prosecutions is prosecuting the matter. Brisbane-based Wickham Securities was placed into administration in December 2012 and liquidation ...

Former adviser charged with fraud

KERRIE SYDEE  |  TUESDAY, 5 JUL 2016
... Birk released on the condition that he reside at his current address and notify the Commonwealth Director of Public Prosecutions (CDPP) of any change of residence. The CDPP is now prosecuting this matter.

Banned former CBA planner charged with forgery

MARK SMITH  |  TUESDAY, 17 MAY 2016
... Commonwealth Bank's internal audit process. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. The case was adjourned for further mention on 4 July 2016. Rick Gillespie was employed as a CFPL adviser between May 2006 ...

Hockey launches Serious Financial Crime Taskforce

LAURA MILLAN  |  TUESDAY, 5 MAY 2015
... Transaction Reports and Analysis Centre, Australian Securities and Investments Commission, Commonwealth Director of Public Prosecutions and Australian Customs and Border Protection Services. "This type of crime poses a genuine threat to national security ...

Avestra fined for breaching takeover laws

HARRY PAGE  |  THURSDAY, 18 DEC 2014
... in AG Financial increased from 0 to 22.17%, in clear violation of section 606. The Commonwealth Director of Public Prosecutions prosecuted the matter.

Former Moody's analyst guilty of insider trading

MARK SMITH  |  MONDAY, 8 DEC 2014
... CFDs. The men will be sentenced in the Supreme Court of NSW on 27 April 2015. The Commonwealth Director of Public Prosecutions is prosecuting the matter.