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Showing 41 - 50 of 187 results for "Commonwealth Director of Public Prosecutions"

Former financial adviser charged with fraud

CASSANDRA BALDINI | WEDNESDAY, 7 DEC 2022

... used the false documents and that his offending had a degree of sophistication. The Commonwealth Director of Public Prosecutions prosecuted the matter after a referral from ASIC.

Former Courtenay House director pleads guilty

CASSANDRA BALDINI | WEDNESDAY, 9 NOV 2022

... ongoing, ASIC said. Following ASIC's referral, the matter is being prosecuted by the Commonwealth Director of Public Prosecutions. Upon pleading guilty to the charges, Iervasi was committed to the Supreme Court of New South Wales for sentence, which ...

Former financial adviser pleads guilty

CASSANDRA BALDINI | TUESDAY, 20 SEP 2022

... Australia for a sentence mention hearing in November. It's being prosecuted by the Commonwealth Director of Public Prosecutions after ASIC's referral.

Charges laid against former BBY head of operations

CASSANDRA BALDINI | TUESDAY, 13 SEP 2022

... adjourned for further mention on October 25. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions. ASIC suspended BBY's AFS licence in May 2015 and it was placed into voluntary administration during the same month. The ...

Unlicensed forex trader extradited from Poland

CHLOE WALKER | FRIDAY, 19 AUG 2022

... in custody, to appear again on September 2. The matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Fraud charges laid over unlicensed scheme

CASSANDRA BALDINI | WEDNESDAY, 20 JUL 2022

... the person deceived is 60 years or older. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions.

Former adviser sentenced over theft

CHLOE WALKER | MONDAY, 18 JUL 2022

... way of intensive correction order, and fined $9500. The matter, prosecuted by the Commonwealth Director of Public Prosecutions after a referral from ASIC, found that Flowers - formerly known as Nigel Flowers - acted dishonestly as a company director ...

Victorian AR charged with providing unlicensed advice

CASSANDRA BALDINI | WEDNESDAY, 13 JUL 2022

... imprisonment, a fine of $126,000, or both. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions after an investigation and referral by ASIC. It will be next listed for mention on October 4 in the Magistrate's Court of V ...

Corporate advisor charged over $2m theft

CASSANDRA BALDINI | WEDNESDAY, 22 JUN 2022

... or 10 if the person deceived is 60 or over. This matter is being prosecuted by the Commonwealth Director of Public Prosecutions and has been adjourned to 16 September 2022.

Barred adviser breaches ASIC order

ANDREW MCKEAN | MONDAY, 20 JUN 2022

... was sentenced in the Brisbane Magistrate's Court. The matter was prosecuted by the Commonwealth director of public prosecutions after a referral of a brief of evidence from ASIC.

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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