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Showing 841 - 850 of 1870 results for "Authority"

ASIC marks AFCA milestone

KARREN VERGARA  |  THURSDAY, 13 SEP 2018
Corporate regulator ASIC said it has approved the Australian Financial Complaints Authority's complaint resolution rules, marking a significant milestone in time for its November 1 launch. ASIC gave the green light on the AFCA's complaint resolution ...

Insurance in super code weak: ASIC

KARREN VERGARA  |  MONDAY, 10 SEP 2018
... consulting on stronger internal dispute resolution requirements for super after the Australian Financial Complaints Authority (AFCA) commences operations in November. For superannuation complaints, it will push for shorter complaints-handling timeframes ...

UK adviser competency to be re-evaluated

JAMIE WILLIAMSON  |  THURSDAY, 6 SEP 2018
... Financial advisers in the UK are facing similar challenges to their Australian counterparts, with the Financial Conduct Authority introducing a new assessment aimed at raising standards and competence. The FCA has partnered with the Chartered Insurance ...

Former Mercer director joins MGP

JAMIE WILLIAMSON  |  MONDAY, 3 SEP 2018
... acquisition goes ahead. In addition to MGP, McAlister is also currently working with the Australian Financial Complaints Authority, assisting in the development of its new superannuation jurisdiction. She previously sat on the Superannuation Complaints ...

ASIC hires former super executives

KARREN VERGARA  |  MONDAY, 3 SEP 2018
... officer at UniSuper, a role he held for three years. He's was also the former chief executive of the Financial Markets Authority in New Zealand, and held leadership positions at NAB, ANZ and law firm Herbert Geer & Rundle (now Thompson Geer). Hughes ...

Drought-hit farmers turn to advice

KANIKA SOOD  |  MONDAY, 3 SEP 2018
... Another resource Condon has been able to use for his farming clients is the Queensland Rural and Industry Development Authority. Its low-cost recovery loans have helped Condon's clients restock their cattle. On the opposite side of the country, Western ...

Royal Commission challenges super regulators

KARREN VERGARA  |  TUESDAY, 28 AUG 2018
... with not undertaking a proper review for charging fees for no service suggests a lack of respect for the regulator and authority on the part of ASIC. Hodge also questioned why ASIC hasn't commenced civil penalty proceedings against NAB. Hodge said ...

Retail super funds in hot water: Royal Commission

KARREN VERGARA  |  MONDAY, 27 AUG 2018
... respectively and retaining their services. Avanteos, another related trustee within the CBA Group, admitted it did not have authority to adequately disclose deceased member accounts that would be charged adviser service fees. Both CFSIL and Avanteos ...

Centrepoint: New leadership, new look

JAMIE WILLIAMSON  |  THURSDAY, 23 AUG 2018
... education support program to assist advisers working to meet the requirements of the Financial Adviser Standards and Ethics Authority; and a new adviser portal to enable the collection and distribution of data and insights. While Centrepoint recorded ...

Advice mentoring opportunities abound

JAMIE WILLIAMSON  |  TUESDAY, 21 AUG 2018
... and coaching has increased significantly in the wake of guidance issued by the Financial Adviser Standards and Ethics Authority. He said this, coupled with regular predictions of a mass exodus of advisers, is indicative of an industry recognising the ...