Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 791 - 800 of 1885 results for "Authority"

CPD policy publication deadline looms

KARREN VERGARA  |  THURSDAY, 28 MAR 2019
... than four days to comply. Licensees have until 31 March 2019 to comply with the Financial Adviser Standards and Ethics Authority's continuing professional development requirements. New licensees must provide the policy within the first three months. ...

Melbourne boutique hires portfolio manager

KANIKA SOOD  |  WEDNESDAY, 27 MAR 2019
... work alongside deputy chief investment officer Kate Samranvedhya who joined the boutique from the Hong Kong Monetary Authority last year. Both are based in Singapore, where the boutique opened an office last year as it branched out of Aussie sovereign ...

FASEA confirms CFP recognition

HARRISON WORLEY  |  TUESDAY, 26 MAR 2019
The Financial Adviser Standards and Ethics Authority will recognise those financial advisers holding a Certified Financial Planner accreditation. On Monday, FASEA confirmed those who have completed the Financial Planning Association of Australia's Certified ...

APRA consults to combat cyber attacks

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAR 2019
... the financial services industry can improve information security and protect itself from cyber-crime. The regulatory authority has not updated its information security guidelines since 2013 and, acknowledging much has changed since then, is now consulting ...

CFR, ATO report on SMSF borrowing arrangements

ELIZABETH MCARTHUR  |  MONDAY, 25 MAR 2019
... responsible lending compliance has increased. Treasury said in a statement that the Financial Adviser Standards and Ethics Authority's setting of new educational requirements for advisers will help improve the financial advice, including in relation ...

UBS fined $51m for reporting breaches

KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... £27.6 million ($51.1m) fine for breaching reporting rules stretching nearly a decade. UK regulator the Financial Conduct Authority found UBS did not provide complete and accurate information relating to about 87 million reportable transactions. A further ...

Australian Ethical mulls Facebook divestment

ELIZABETH MCARTHUR  |  THURSDAY, 21 MAR 2019
... Google and Twitter to take action. The NZ Super Fund, Accident Compensation Corporation, Government Superannuation Fund Authority, National Provident Fund and Kiwi Wealth have joined forces to ask Facebook to consider its duty of care to prevent harm ...

Rejuvenated APRA asserts authority

KARREN VERGARA  |  THURSDAY, 14 MAR 2019
APRA issued a stern warning to super funds to expect a more assertive and demanding prudential regulator that will crack down on underperformance and poor cooperation. But it is being held back by the long-awaited passage of a Bill. Deputy chair Helen ...

CFSGAM expands US footprint with senior hires

KARREN VERGARA  |  TUESDAY, 12 MAR 2019
... Ma as a director to oversee new investment opportunities in the region. Ma was previously chief of staff at the Port Authority of New York and New Jersey, where he held a senior management role overseeing the region's major infrastructure assets. ...

Up close and personal: Women in financial services

JAMIE WILLIAMSON  |  FRIDAY, 8 MAR 2019
... to undertake great training programs," she says. Keep reading. Helen Coonan, chair, Australian Financial Complaints Authority If for some reason Helen Coonan was to type out a resume and list the many roles she has held over the years and their responsibilities ...