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Showing 781 - 790 of 1885 results for "Authority"

APRA grants ADI licence to Judo Bank

ELIZABETH MCARTHUR  |  WEDNESDAY, 24 APR 2019
The Australian Prudential Regulation Authority has granted Judo Bank, formerly Judo Capital, a licence to operate as an authorised deposit-taking institution without restrictions in what is being welcomed as a win for banking competition and fintechs. ...

ASIC bans Gold Coast adviser

ELIZABETH MCARTHUR  |  TUESDAY, 23 APR 2019
... adviser from providing financial services for six years. ASIC found that Rodney Peters represented to clients that he had authority to engage in discretionary trading when this was not the case. Peters was previously a director of Australian Share Registry ...

Founder leaves SMSF Association

ELIZABETH MCARTHUR  |  FRIDAY, 12 APR 2019
... Corporation, Argo Global Listed Infrastructure, South Australian Cricket Association and Adelaide Oval Stadium Management Authority & Commercial Operations. Slattery co-founded the association in 2003 when there was about 130,000 SMSFs with funds under ...

Financial adviser salaries revealed

JAMIE WILLIAMSON  |  THURSDAY, 11 APR 2019
... and security in a workplace. Given changes to professional standards and the Financial Adviser Standards and Ethics Authority's legislated requirements, these career aspirants will be expected to have tertiary qualifications in financial planning or ...

AMP, IOOF: Saved by ESG

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 APR 2019
... Commission "with deteriorating relations with the main superannuation regulator, the Australian Prudential Regulation Authority (APRA)" it became clear that changes needed to be made to senior leadership at IOOF." The changes came in December when APRA ...

ASIC approves AMP for MDAs

HARRISON WORLEY  |  TUESDAY, 9 APR 2019
... services," an AMP spokesperson said. AMPFP confirmed that since ASIC required licensees across the industry to renew their authority to provide MDA services it had worked constructively with the corporate regulator. ASIC commissioner Danielle Press said ...

FASEA welcomes new directors

HARRISON WORLEY  |  MONDAY, 8 APR 2019
... rising education standards in financial advice is welcoming new directors to its board. Australian Financial Complaints Authority board member Elissa Freeman and former Financial Planning Association of Australia director Louise Lakomy have been appointed ...

AMP, Griffith University support professionalism

ELIZABETH MCARTHUR  |  FRIDAY, 5 APR 2019
... standards of financial advice. Edge said: "We see the introduction of the new Financial Adviser Standards and Ethics Authority education standards as an important opportunity to lift the quality of financial advice and our collaboration with Griffith ...

Superannuation Consumer Advocate proposal needs work

KARREN VERGARA  |  THURSDAY, 4 APR 2019
... SCT will cease operations. The cost will be offset by a corresponding increase in the Australian Prudential Regulation Authority Financial Institutions Supervisory Levies, he said.

Budget: RC response to cost over $600m

HARRISON WORLEY  |  TUESDAY, 2 APR 2019
... increasing the resources of the two regulators, and an additional $7.7 million has been allocated to the new independent authority set to oversee their conduct over the next three years, as recommended by Commissioner Kenneth Hayne. The Budget also reveals ...