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Showing 731 - 740 of 1870 results for "Authority"

Industry bodies react to APRA review

KARREN VERGARA  |  THURSDAY, 18 JUL 2019
... accountability and we look forward to engaging with the Government on creating the new Financial Regulator Oversight Authority," he said.

APRA forced to overhaul culture, capabilities

KARREN VERGARA  |  WEDNESDAY, 17 JUL 2019
... following a landmark review that will force it to overhaul its entire structure. The Australian Prudential Regulation Authority Capability Review report, which was spearheaded by former ACCC chair Graeme Samuel, handed down 24 recommendations that seek ...

AFCA delivers $83 million win

ELIZABETH MCARTHUR  |  MONDAY, 15 JUL 2019
The Australian Financial Complaints Authority has collected over $83 million for consumers and small businesses in just six months. In its first six months of operations, AFCA received over 35,000 complaints and 60% of those have already been resolved. ...

APRA sticks to rigid member outcomes deadline

KARREN VERGARA  |  FRIDAY, 12 JUL 2019
... products. A new section has been introduced, which seeks information from previous applicants, or applicants seeking authority to offer an existing product, on their breach history and/or the existence of any adverse findings against them. The MySuper ...

PM Capital LICs add director

JAMIE WILLIAMSON  |  FRIDAY, 5 JUL 2019
... He currently serves as chair of iSelect and sits on the boards of Latitude Financial and the Environment Protection Authority of NSW. Knoblanche replaces Andrew McGill who has indicated a likely desire to resign from the board following the issuing of ...

Sydney advice firm loses AFSL

KANIKA SOOD  |  FRIDAY, 5 JUL 2019
... and Management in suspension saying the firm had failed to obtain membership of the Australian Financial Complaints Authority (AFCA) and had breached its financial reporting and audit obligations. The suspension took effect at the end of March and ASIC ...

Advice firm expands to Dubai

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUL 2019
... Australians in the region," Evans said. Atlas has received "in-principle approval" from the Dubai Financial Services Authority and is working with the regulator to finalise the last remaining requirements so that it can be granted a full licence. Ridley ...

FASEA approves association designations

ELIZABETH MCARTHUR  |  THURSDAY, 27 JUN 2019
... Financial Advisers or the SMSF Association will have their efforts recognised by the Financial Adviser Standards and Ethics Authority. The Financial Adviser Standards and Ethics Authority (FASEA) approved coursework from the Association of Financial ...

Advice associations meet new minister

HARRISON WORLEY  |  THURSDAY, 20 JUN 2019
... meeting saw the new minister "discuss all things financial planning", including the Financial Adviser Standards and Ethics Authority, the Royal Commission and the Government's agenda for the upcoming parliamentary term. De Gori thanked the AFA for agreeing ...

YouTube fundie woes continue

ELIZABETH MCARTHUR  |  WEDNESDAY, 19 JUN 2019
The UK's Financial Conduct Authority (FCA) has opened an investigation into the events surrounding the suspension of the Woodford Equity Income Fund, with Link Group now caught in the scandal. Earlier this month, star UK fund manager Neil Woodford took ...