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Showing 821 - 830 of 3927 results for "November"

ASIC enforces licence conditions on ASX

ANNABELLE DICKSON  |  WEDNESDAY, 24 NOV 2021
... Settlement. The conditions on the market licence address underlying issues in ASX operations that led to the outage in November 2020 and assign accountability to the ASX board and senior executives for the implementation of the remediation actions. Meanwhile ...

Caddick's assets will be sold

ELIZABETH MCARTHUR  |  TUESDAY, 23 NOV 2021
... used to fund Caddick's lifestyle. The court found Caddick operated without an AFSL from about October 2012 until about November 2020. Caddick's company, Maliver, operated without an AFSL from about June 2013 and until November 2020. ASIC first took action ...

Forum: Do managed accounts measure up?

MICHELLE BALTAZAR  |  MONDAY, 22 NOV 2021
... advisers for remaining seats. The event will be held at the Fullerton Hotel (formerly The Westin) in Sydney later this week (November 25) from 8.45am to 2pm. A personal copy of FS Managed Accounts - The Journal for Managed Account Professionals featuring ...

Economic recap: Week to November 19

BENJAMIN ONG  |  MONDAY, 22 NOV 2021
... Australia (RBA) ditched its target to keep the April 2024 Australian government bond yield at 10 basis points at its November meet. But overall, major central banks are keeping up with the narrative that the recent surge in inflation is transitory. I ...

Complaints filed against ASIC lawyers

JAMIE WILLIAMSON  |  FRIDAY, 19 NOV 2021
... apology and disciplinary action. According to Mawhinney's lawyers, ASIC's press release went out at 8.06am on Tuesday, November 16 but Roberts Gray Lawyers couldn't access the more than 800 pages of documents filed by ASIC until closer to 6pm the same ...

MLC to face court over insurance failures

JAMIE WILLIAMSON  |  FRIDAY, 19 NOV 2021
... the way of unpaid benefits, premiums being charged without notice and underpaid refunds. ASIC alleges that from 1999 to November 2020, MLC failed to pay a life insurance benefit known as a 'rehabilitation bonus benefit' to 297 eligible customers. ...

Sequoia buys general insurance book

JAMIE WILLIAMSON  |  THURSDAY, 18 NOV 2021
... Goodman will also remain on board, consulting for at least 15 months from the transfer date. It's expected to complete at November end. "...The opportunity to acquire an established general insurance broking business with strong leadership, established ...

Mawhinney lawyer accuses ASIC of trial by media

ELIZABETH MCARTHUR  |  THURSDAY, 18 NOV 2021
... court filings. Rhys Roberts, senior partner at the firm, claimed ASIC sent out a media release at 8:06 am on Tuesday, November 16 alleging contempt of court by Mawhinney. The over 800 pages of documents filed by ASIC in the Federal Court were allegedly ...

InvestSMART launches ethical product

ANNABELLE DICKSON  |  THURSDAY, 18 NOV 2021
... criteria. The current top holdings in the fund are CSL, Commonwealth Bank, Apple, Microsoft and Westpac. The offer opened on November 15 and closes on November 26. The minimum investment is $10,000 with management fees capped at $451 p.a. while the brokerage ...

Boutique recruits portfolio manager

KARREN VERGARA  |  WEDNESDAY, 17 NOV 2021
... manager from the Victorian Funds Management Corporation. Based in Melbourne, James Wilson joined Jamieson Coote Bonds in November, finishing his most recent role at VFMC as senior portfolio manager of fixed interest and absolute returns after three years. ...