Search Results | Showing 61 - 70 of 342 results for "Investigations" |
| | | ... maintained a strong and strategic pipeline of enforcement work. ASIC is in court every day, and we are launching new investigations every second day of the week, all aligned to the priorities we have set out," Longo said. Local and global searches for ... |
| | | | ... into claims of investor losses in various financial products issued by GEMI Asset Management. The law firm said investigations were targeting scenarios in which wholesale or sophisticated investors were enticed into acquiring GEMI financial products ... |
| | | | ... funds from regulated super funds to self-managed super funds (SMSFs) and convert them into cryptocurrency. Early investigations indicate that around 450 Australians invested approximately US$41 million through the NGS companies. As a result, ASIC has ... |
| | | | ... regulatory experience, we have observed that some external administrators and controllers are undertaking extensive investigations and incurring significant costs in completing the initial statutory report. We consider this to generally be unnecessary ... |
| | | | ... documents as part of its investigation. On 13 December 2023, Provide Capital made an application to prevent further investigations alleging ASIC did not have reasonable grounds to suspect the contraventions under investigation because it had not prepared ... |
| | | | ... to have advised clients on a broad range of matters, including successor fund transfers, regulatory change and investigations, and material service provider contracts." Melbourne-based QMV Legal also comprises senior regulatory consultant Jessica Pomeroy. ... |
| | | | ... and nine criminal convictions relating to scamming in the half year to 31 December 2023. It also launched 83 new investigations, commenced 19 new civil proceedings, criminally charged 19 individuals, and completed nearly 350 surveillances. "Cost of living ... |
| | | | ... other issues, leading to additional distress for members' families," she said. While not commenting specifically on investigations underway, Court flagged that ASIC is undertaking an industry review focused on improving the delivery of superannuation ... |
| | | | ... it took these steps to protect client assets, and the management of those assets, on an ongoing basis, while the investigations continue. |
| | | | ... workplace. Under the new laws, workplaces can be held liable for sexual harassment and gender-based discrimination, and investigations can be made regardless of whether a complaint has been filed. Research from the Australian Institute of Company Directors ... |
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