Search Results | Showing 31 - 40 of 342 results for "Investigations" |
| | | ... Financial Advice. ASIC is currently investigating Merhi and various entities associated with him in connection with its investigations concerning the two funds. Certain authorised representatives of FSGA provided personal financial product advice to ... |
| | | | ... information about suspected misuse of the financial system and this information goes on to trigger countless criminal investigations each year," Thomas said. "We take timely SMR reporting seriously because these reports form the backbone of our intelligence ... |
| | | | ... time, Colisa traded as Anmar Financial Consultants, of which Pearson was sole director. At the time, ASIC said investigations into Pearson were ongoing. Since, it's been revealed that between 2009 and 2013 she is alleged to have stolen more than ... |
| | | | ... jurisdictions. The company's Australian entity was placed into court-ordered liquidation in February last year after ASIC investigations found a significant shortfall in client assets. Court-appointed receivers later identified an estimated US$11.2 million ... |
| | | | ... Shield Master Fund remain stopped pending the court's determination of the proceeding which is ongoing. As our investigations and the proceedings are ongoing, we are unable to confirm the timing and quantum of funds available to investors. We expect ... |
| | | | ... found licensees were generally slow to report to ASIC because they were slow to identify breaches and commence investigations. It also found deficiencies in licensees' incident management, namely how they identified, escalated, and recorded incidents. ... |
| | | | ... attack impacting several other super funds. It is not clear if the incident is related to the other attacks and investigations are continuing." Cbus said it is constantly monitoring for threats and warned some members may experience intermittent issues ... |
| | | | ... executive Vicki Doyle said the fund responded immediately by shutting down the member access portal, undertaking investigations, and launching its cyber security incident response protocol. Nevertheless, she said this will be "very concerning" for impacted ... |
| | | | ... Ferras Merhi, the principal and financial adviser of Venture Egg Financial Services, for his connection with its investigations concerning certain managed investment schemes, including First Guardian. Venture Egg is an authorised representative of Sequoia ... |
| | | | Senator Andrew Bragg has questioned ASIC over how it handles investigations and proceedings against superannuation funds when it comes to claims handling delays. The back and forth with ASIC commissioner Simone Constant consisted largely of Constant ... |
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